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CASE 2014-0001: G.R. NO. 161106: WORLDWIDE WEB CORPORATION and CHERRYLL L. YU, Petitioners, – versus – PEOPLE OF THE PHILIPPINES and PHILIPPINE LONG DISTANCE TELEPHONE COMPANY, Respondents.; G.R. NO. 161266:  PLANET INTERNET CORP., Petitioner,  – versus – PHILIPPINE LONG DISTANCE TELEPHONE COMPANY, Respondent. (13 JANUARY 2014, SERENO, CJ.) (BRIEF TITLE: WORLDWIDE WEB ET AL VS. PEOPLE; PLDT VS. PLANET INTERNET)

 

DISPOSITIVE:

 

“WHEREFORE, the petitions are DENIED. The Court of Appeals Decision dated 20 August 2003 and Resolution dated 27 November 2003 in A-G.R. CR No. 26190 are AFFIRMED.

 

SO ORDERED.”

 

TO READ THE DECISION, JUST DOWNLOAD THE FILE BELOW.

SCD-2014-0001-JAN 2014-WORDWIDE WEB

 

CASE 2013-0031: PEOPLE OF THE PHILIPPINES, Petitioner,  versus – HON. SANDIGANBAYAN, FIRST DIVISION & THIRD DIVISION, HERNANDO BENITO PEREZ, ROSARIO PEREZ, RAMON ARCEO and ERNEST ESCALER, Respondents; PEOPLE OF THE PHILIPPINES, Petitioner, – versus – HON. SANDIGANBAYAN, SECOND DIVISION, HERNANDO BENITO PEREZ, ROSARIO SALVADOR PEREZ, ERNEST DE LEON ESCALER and RAMON CASTILLO ARCEO (G.R. No. 188165; G.R. No. 189063, 13 DECEMBER 2013, BERSAMIN, J.) SUBJECT/S: CONCEPT OF CERTIORARI, RIGHT TO SPEEDY DISPOSITION OF CASES, THE  ELEMENT OF TRANSACTION OR CONTRACT IN BRIBERY  (BRIEF TITLE: PEOPLE VS. SANDIGANBAYAN AND HERNANDO PEREZ ET AL.)

 

DISPOSITIVE:

 

“WHEREFORE, the Court DISMISSES the petitions for certiorari for their lack of merit.

No pronouncement on costs of suit.

 

SO ORDERED.”

 

SUBJECTS/DOCTRINES/DIGEST:

 

IS THE OMBUDSMAN EMPOWERED TO FILE AN APPEAL OR CERTIORARI FROM THE SANDIGANBAYAN TO THE SUPREME COURT?

 

YES.

 

THE GENERAL RULE IS THAT ONLY THE SOLICITOR GENERAL COULD FILE PETITIONS IN THE SUPREME COURT PURSUANT TO THE ADMINSTRATIVE CODE. BUT THERE ARE EXCEPTIONS: CASES ELEVATED TO THE SANDIGANBAYAN AND FROM THE SANDIGANBAYAN TO THE SUPREME COURT.

 

Respondents contend that the Office of the Ombudsman has no authority to file the petitions for certiorari because only the Solicitor General could file the petitions in this Court pursuant to Section 35, Chapter 12, Title III, Book IV of the Administrative Code as amended by E.O. No. 292 ,which pertinently states:

 

Section 35. Powers and Functions.-The Office of the Solicitor General shall represent the Government of the Philippines, its agencies and instrumentalities and its officials and agents in any litigation, proceedings, investigation or matter requiring the services of a lawyer. When authorized by the President or head of the office concerned, it shall also represent government-owned or controlled corporations. The Office of the Solicitor General shall constitute the law office of the Government and, as such, shall discharge duties requiring the services of a lawyer. It shall have the following specific powers and functions:

 

(1) Represent the Government in the Supreme Court and the Court of Appeals in all criminal proceedings; represent the Government and its officers in the Supreme Court, the Court of Appeals, and all other courts or tribunals in all civil actions and special proceedings in which the Government or any officer thereof in his official capacity is a party.

 

xx xx

 

The contention of the respondents is grossly erroneous. That only the Solicitor General may represent the People on appeal or certiorari in the Supreme Court and the Court of Appeals in all criminal proceedings is the general rule, but the rule admits the exception concerning “all cases elevated to the Sandiganbayan and from the Sandiganbayan to the Supreme Court, the Office of the Ombudsman, through its special prosecutor, shall represent the People of the Philippines, except in cases filed pursuant to Executive Order Nos. 1, 2, 14 and 14-A, issued in 1986.”

 

xx xx

 

The procedure prescribed in Batas Pambansa Blg. 129, as well as the implementing rules that the Supreme Court has promulgated and may hereafter promulgate, relative to appeals/petitions for review to the Court of Appeals, shall apply to appeals and petitions for review filed with the Sandiganbayan. In all cases elevated to the Sandiganbayan and from the Sandiganbayan to the Supreme Court, the Office of the Ombudsman, through its special prosecutor, shall represent the People of the Philippines, except in cases filed pursuant to Executive Order Nos. 1, 2, 14 and 14-A, issued in 1986.

 

xx xx

 

Consequently, the filing of the petitions in these cases by the Office of the Ombudsman, through the OSP, was authorized by law.

 

WAS THERE GRAVE ABUSE OF DISCRETION WHEN THE SANDIGANBAYAN DISMISSED THE CASE FOR FINDING THAT THERE HAD BEEN AN INORDINATE DELAY IN THE RESOLUTION AGAINST RESPONDENTS?

 

THERE WAS NO GRAVE ABUSE OF DISCRETION. THE RIGHT TO THE SPEEDY DISPOSITION OF CASES IS ENSHRINED IN ARTICLE III OF THE CONSTITUTION, WHICH DECLARES: SECTION 16. ALL PERSONS SHALL HAVE THE RIGHT TO A SPEEDY DISPOSITION OF THEIR CASES BEFORE ALL JUDICIAL, QUASI-JUDICIAL, OR ADMINISTRATIVE BODIES.

 

WHAT IS A CIVIL ACTION FOR CERTIORARI?

 

IT IS AN INDEPENDENT ACTION BASED ON SPECIFIC GROUNDS IN SECTION 1, RULE 65 OF THE RULES OF COURT?

 

WHEN CAN SUCH ACTION PROSPER?

 

ONLY WHEN THE JURISDICTIONAL ERROR, OR THE GRAVE ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF JURISDICTION COMMITTED BY THE INFERIOR COURT OR JUDGE IS ALLEGED AND PROVED TO EXIST

 

A special civil action for certiorari is an independent action based on the specific grounds provided in Section 1, Rule 65 of the Rules of Court, and can prosper only the jurisdictional error, or the grave abuse of discretion amounting to lack or excess of jurisdiction committed by the inferior court or judge is alleged and proved to exist.

 

WHAT IS THE NATURE AND REACH OF THE REMEDY OF CERTIORARI?

 

THE WRIT OF CERTIORARI – IS  A REMEDY NARROW IN SCOPE AND INFLEXIBLE IN CHARACTER, WHOSE PURPOSE IS TO KEEP AN INFERIOR COURT WITHIN THE BOUNDS OF ITS JURISDICTION, OR TO PREVENT AN INFERIOR COURT FROM COMMITTING SUCH GRAVE ABUSE OF DISCRETION AMOUNTING TO EXCESS OF JURISDICTION, OR TO RELIEVE PARTIES FROM ARBITRARY ACTS OF COURTS (I.E., ACTS THAT COURTS HAVE NO POWER OR AUTHORITY IN LAW TO PERFORM).

 

IT IS NOT  A GENERAL UTILITY TOOL IN THE LEGAL WORKSHOP, AND CANNOT BE ISSUED TO CORRECT EVERY ERROR COMMITTED BY A LOWER COURT.

 

In De las Santos v. Metropolitan Bank and Trust Company,  the Court has expounded on the nature and reach of the extraordinary remedy of certiorari, to wit:

 

We remind that the writ of certiorari – being a remedy narrow in scope and inflexible in character, whose purpose is to keep an inferior court within the bounds of its jurisdiction, or to prevent an inferior court from committing such grave abuse of discretion amounting to excess of jurisdiction, or to relieve parties from arbitrary acts of courts (i.e., acts that courts have no power or authority in law to perform) – is not a general utility tool in the legal workshop, and cannot be issued to correct every error committed by a lower court.

 

WHAT IS THE HISTORY OF THE REMEDY OF CERTIORARI?

 

IT IS ROOTED IN COMMON LAW. THE WRIT WAS ISSUED OUT OF THE CHANCERY OR THE KING’S BENCH, COMMANDING AGENTS OR OFFICERS OF THE INFERIOR COURTS TO RETURN THE RECORD OF A CAUSE PENDING BEFORE THEM, SO AS TO GIVE THE PARTY MORE SURE AND SPEEDY JUSTICE, FOR THE WRIT WOULD ENABLE THE SUPERIOR COURT TO DETERMINE FROM AN INSPECTION OF THE RECORD WHETHER THE INFERIOR COURT’S JUDGMENT WAS RENDERED WITHOUT AUTHORITY.

 

In the common law, from which the remedy of certiorari evolved, the writ certiorari was issued out of Chancery, or the King’s Bench, commanding agents or officers of the inferior courts to return the record of a cause pending before them, so as to give the party more sure and speedy justice, for the writ would enable the superior court to determine from an inspection of the record whether the inferior court’s judgment was rendered without authority. The errors were of such a nature that, if allowed to stand, they would result in a substantial injury to the petitioner to whom no other remedy was available. If the inferior court acted without authority, the record was then revised and corrected in matters of law. The writ of certiorari was limited to cases in which the inferior court was said to be exceeding its jurisdiction or was not proceeding according to essential requirements of law and would lie only to review judicial or quasi-judicial acts.

 

WHAT IS THE DIFFERENCE BETWEEN CERTIORARI UNDER COMMON LAW AND CERTIORARI UNDER PHILIPPINE LAW?

 

IN THIS JURISDICTION, CERTIORARI IS REGULATED BY SECTION 1, RULE 65 OF THE RULES OF COURT WHICH PROVIDES:

 

SECTION 1. PETITION FOR CERTIORARI. – WHEN ANY TRIBUNAL, BOARD OR OFFICER EXERCISING JUDICIAL OR QUASI-JUDICIAL FUNCTIONS HAS ACTED WITHOUT OR IN EXCESS OF ITS OR HIS JURISDICTION, OR WITH GRAVE ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF JURISDICTION, AND THERE IS NO APPEAL, OR ANY PLAIN, SPEEDY, AND ADEQUATE REMEDY IN THE ORDINARY COURSE OF LAW, A PERSON AGGRIEVED THEREBY MAY FILE A VERIFIED PETITION IN THE PROPER COURT, ALLEGING THE FACTS WITH CERTAINTY AND PRAYING THAT JUDGMENT BE RENDERED ANNULLING OR MODIFYING THE PROCEEDINGS OF SUCH TRIBUNAL, BOARD OR OFFICER, AND GRANTING SUCH INCIDENTAL RELIEFS AS LAW AND JUSTICE MAY REQUIRE.

THE PETITION SHALL BE ACCOMPANIED BY A CERTIFIED TRUE COPY OF THE JUDGMENT, ORDER OR RESOLUTION SUBJECT THEREOF, COPIES OF ALL PLEADINGS AND DOCUMENTS RELEVANT AND PERTINENT THERETO, AND A SWORN CERTIFICATION OF NON-FORUM SHOPPING AS PROVIDED IN THE THIRD PARAGRAPH OF SECTION 3, RULE 46. (1 A)


The concept of the remedy of certiorari in our judicial system remains much the same as it has been in the common law. In this jurisdiction, however, the exercise of the power to issue the writ of certiorari is largely regulated by laying down the instances or situations in the Rules of Court in which a superior court may issue the writ of certiorari to an inferior court or officer. Section 1, Rule 65 of the Rules of Court compellingly provides the requirements for that purpose, viz:

 

Section 1. Petition for certiorari. – When any tribunal, board or officer exercising judicial or quasi-judicial functions has acted without or in excess of its or his jurisdiction, or with grave abuse of discretion amounting to lack or excess of jurisdiction, and there is no appeal, or any plain, speedy, and adequate remedy in the ordinary course of law, a person aggrieved thereby may file a verified petition in the proper court, alleging the facts with certainty and praying that judgment be rendered annulling or modifying the proceedings of such tribunal, board or officer, and granting such incidental reliefs as law and justice may require.

 

The petition shall be accompanied by a certified true copy of the judgment, order or resolution subject thereof, copies of all pleadings and documents relevant and pertinent thereto, and a sworn certification of non-forum shopping as provided in the third paragraph of section 3, Rule 46. (1 a)

 

PURSUANT TO SECTION 1, RULE 46,  WHAT ARE THE TWO REQUISITES FOR THE ISSUANCE OF WRIT OF CERTIORARI?

 

FIRST, THE PETITIONER MUST SHOW THAT, THE TRIBUNAL, BOARD OR OFFICER EXERCISING JUDICIAL OR QUASI-JUDICIAL FUNCTIONS ACTED WITHOUT OR IN EXCESS OF JURISDICTION OR WITH GRAVE ABUSE OF DISCRETION AMOUNTING TO LACK OR EXCESS OF JURISDICTION.

 

SECOND THE PETITIONER MUST SHOW THAT THERE IS NEITHER AN APPEAL NOR ANY PLAIN, SPEEDY AND ADEQUATE REMEDY IN THE ORDINARY COURSE OF LAW FOR THE PURPOSE OF AMENDING OR NULLIFYING THE PROCEEDING.

 

Pursuant to Section 1, supra, the petitioner must show that, one, the tribunal, board or officer exercising judicial or quasi-judicial functions acted without or in excess of jurisdiction or with grave abuse of discretion amounting to lack or excess of jurisdiction, and, two, there is neither an appeal nor any plain, speedy and adequate remedy in the ordinary course of law for the purpose of amending or nullifying the proceeding.

 

Considering that the requisites must concurrently be attendant, the herein petitioners’ stance that a writ of certiorari should have been issued even if the CA found no showing of grave abuse of discretion is absurd. The commission of grave abuse of discretion was a fundamental requisite for the writ of certiorari to issue against the RTC. Without their strong showing either of the RTC’s lack or excess of jurisdiction, or of grave abuse of discretion by the RTC amounting to lack or excess of jurisdiction, the writ of certiorari would not issue for being bereft of legal and factual bases. We need to emphasize, too, that with certiorari being an extraordinary remedy, they must strictly observe the rules laid down by law for granting the relief sought.  

 

WHAT IS THE SOLE OFFICE OF THE WRIT OF CERTIORARI?

 

IT IS THE CORRECTION OF ERRORS OF JURISDICTION WHICH INCLUDES THE COMMISSION OF GRAVE ABUSE OF DISCRETION.

 

IS MERE ABUSE OF DISCRETION SUFFICIENT?

 

IT IS NOT ENOUGH. IT MUST BE GRAVE.

 

WHAT IS MEANT BY GRAVE ABUSE OF DISCRETION?

 

IT MEANS EITHER THAT THE JUDICIAL OR QUASI-JUDICIAL POWER WAS EXERCISED IN AN ARBITRARY OR DESPOTIC MANNER BY REASON OF PASSION OR PERSONAL HOSTILITY, OR THAT THE RESPONDENT JUDGE, TRIBUNAL OR BOARD EVADED A POSITIVE DUTY, OR VIRTUALLY REFUSED TO PERFORM THE DUTY ENJOINED OR TO ACT IN CONTEMPLATION OF LAW, SUCH AS WHEN SUCH JUDGE, TRIBUNAL OR BOARD EXERCISING JUDICIAL OR QUASI-JUDICIAL POWERS ACTED IN A CAPRICIOUS OR WHIMSICAL MANNER AS TO BE EQUIVALENT TO LACK OF JURISDICTION.

 

The sole office of the writ of certiorari is the correction of errors of jurisdiction, which includes the commission of grave abuse of discretion amounting to lack of jurisdiction. In this regard, mere abuse of discretion is not enough to warrant the issuance of the writ. The abuse of discretion must be grave, which means either that the judicial or quasi-judicial power was exercised in an arbitrary or despotic manner by reason of passion or personal hostility, or that the respondent judge, tribunal or board evaded a positive duty, or virtually refused to perform the duty enjoined or to act in contemplation of law, such as when such judge, tribunal or board exercising judicial or quasi-judicial powers acted in a capricious or whimsical manner as to be equivalent to lack of jurisdiction. (citations omitted)

 

THE SANDIGANBAYAN DISMISSED THE SUBJECT CASE OF BRIBERY BECAUSE THE PROSECUTION FAILED TO PROVE AN IMPORTANT ELEMENT: THAT A TRANSACTION OR CONTRACT WAS INVOLVED AND THAT THE ACCUSED IN HIS OFFICIAL CAPACITY HAS TO INTERVENE. DID THE SANDIGANBAYAN COMMIT GRAVE ABUSE OF DISCRETION?

 

NO. IT FOLLOWED A PRECEDENT RULING WHERE THE RESTRICTIVE MEANING OF THE TERM TRANSACTION WAS APPLIED. THE THREE CASES CITED BY PETITIONER OMBUDSMAN WERE NOT RELEVANT AS THE DEFINITION OF TRANSACTION WAS NOT AN ISSUE IN SAID CASES.

 

FURTHER,  LAWS CREATING, DEFINING OR PUNISHING CRIMES AND LAWS IMPOSING PENALTIES AND FORFEITURES ARE TO BE CONSTRUED STRICTLY AGAINST THE STATE OR AGAINST THE PARTY SEEKING TO ENFORCE THEM, AND LIBERALLY AGAINST THE PARTY SOUGHT TO BE CHARGED.

 

DID THE PETITIONER SHOW GRAVE ABUSE OF DISCRETION THAT WOULD WARRANT THE ISSUANCE OF THE WRIT OF CERTIORARI PRAYED FOR?

 

THE SANDIGANBAYAN CORRECTLY APPLIED THE RESTRICTIVE MEANING OF THE TERM TRANSACTION AS USED IN SECTION 3 (B) OF REPUBLIC ACT NO. 3019 ADOPTED IN SORIANO, JR. V. SANDIGANBAYAN.

 

In its questioned resolution dismissing Criminal Case No. SB-08- CRM-0265, the Sandiganbayan relied on the ruling in Soriano, Jr. v. Sandiganbayan,81 in which the principal issue was whether or not the preliminary investigation of a criminal complaint conducted by petitioner Soriano, Jr., then a Fiscal, was a “contract or transaction” as to bring the complaint within the ambit of Section 3 (b) of Republic Act No. 3019, which punished any public officer for “[ d]irectly or indirectly requesting or receiving any gift, present, share, percentage, or benefit, for himself or for any other person, in connection with any contract or transaction between the Government and any other party, wherein the public officer in his official capacity has to intervene under the law.” The Soriano, Jr. Court ruled in the negative, and pronounced:

 

It is obvious that the investigation conducted by the petitioner was not a contract. Neither was it a transaction because this term must be construed as analogous to the term which precedes it. A transaction, like a contract, is one which involves some consideration as in credit transactions and this element (consideration) is absent in the investigation conducted by the petitioner.

 

In the light of the foregoing, We agree with the petitioner that it was error for the Sandiganbayan to have convicted him of violating Sec. 3 (b) of R.A. No. 3019. (Emphasis supplied).

 

The State now argues, however, that the Sandiganbayan thereby committed grave abuse of discretion resulting to lack or in excess of jurisdiction for applying the interpretation of the term transaction in Soriano, Jr. considering that the term transaction should be construed more liberally, and positing that Soriano, Jr. was already abandoned by the Court, citing for that purpose the rulings in Mejia v. Pamaran,82 Peligrino v. People,83 and Chang v. People. 84

 

We disagree with the petitioner, and find for the respondents.

 

First of all, the interpretation in Soriano, Jr. of the term transaction as used in Section 3(b) of Republic Act No. 3019 has not been overturned by the Court.

 

In Mejia v. Pamaran, decided en bane on April 15, 1988, Mejia had demanded and received money from some persons involved in certain cases in a trial court where Mejia was then serving as the branch clerk of court in consideration of a promise that she would help in getting a favorable judgment for them. The issue was whether or not Mejia could be convicted under the information that alleged that she had demanded a certain amount, although the Sandiganbayan found that the amount was different from that charged in the information. The Court dismissed her petition, and ruled that “[i]n a prosecution under the foregoing provision of the Anti-Graft Law the value of the gift, money or present, etc. is immaterial xxx [w  ]hat is penalized is the receipt of any gift, present, share, percentage, or benefit by a public officer in connection with a contract or transaction with the Government, wherein the public officer has to intervene in his official capacity.” The Court nowhere ruled on the proper interpretation of the term transaction.

 

In Peligrino v. People, decided on August 13, 2001, Peligrino, an examiner of the Bureau of Internal Revenue, was convicted of violating Section 3(b) of Republic Act No. 3019 for demanding the amount of P200,000.00 from the complainant in connection with the latter’s tax liabilities. Peligrino’s defense was that he did not “demand” the money, but the money was just given to him. He argued that he had only informed the complainant of his tax deficiencies, and that the complainant had then requested the reduction of the amount claimed as his tax deficiencies. The Court found no merit in Peligrino’s argument. The ruling had nothing to do with the interpretation of the term transaction.

 

Chang v. People, decided on July 21, 2006, was a case in which two persons – Chang and San Mateo – were convicted of violating Section 3(b) of Republic Act No. 3019 after being found to have received P125,000.00 in consideration of their issuance of a Certificate of Examination to the effect that the complainant had “no tax liability” in favour of the municipality, notwithstanding that it had not settled with them on their assessed deficiency tax of P494,000.00. Chang and San Mateo contended that the charge had resulted from an involuntary contact whereby complainant Magat had simply tossed to them the brown envelope; that there had been no conspiracy between them; and that what had transpired had been an instigation, not an entrapment. In affirming their conviction, the Court did not touch on the proper interpretation of the term transaction as used in Section 3(b) of Republic Act No. 3019.

 

The three rulings the State has cited here did not overturn the interpretation made in Soriano, Jr. of the term transaction as used in Section 3(b) of Republic Act No. 3019 because the proper interpretation of the term was clearly not decisive in those cases.

 

On the contrary, in the later ruling in Merencillo v. People, 85 promulgated in 2007, the Court reiterated the restrictive interpretation given in Soriano, Jr. to the term transaction as used in Section 3(b) of Republic Act No. 3019 in connection with a differentiation between bribery under the Revised Penal Code and the violation of Section 3(b) of Republic Act No. 3019 by holding that the latter is “limited only to contracts or transactions involving monetary consideration where the public officer has the authority to intervene under the law.”

 

And, secondly, it does not help the State any that the term transaction as used in Section 3(b) of Republic Act No. 3019 is susceptible of being interpreted both restrictively and liberally, considering that laws creating, defining or punishing crimes and laws imposing penalties and forfeitures are to be construed strictly against the State or against the party seeking to enforce them, and liberally against the party sought to be charged.

 

Clearly, the Sandiganbayan did not arbitrarily, or whimsically, or capriciously quash the information for failing to properly state the fourth element of the violation of Section 3(b) of Republic Act No. 3019.

 

XXXXXXXXXXXXXXX

 

THE ALLEGED CRIME WAS COMMITTED SOMETIME IN FEBRUARY 2001. CRIMINAL COMPLAINT WAS INITIATED IN NOVEMBER 2002. IN NOVEMBER 2006 JOINT RESOLUTION WAS ISSUED RECOMMENDING THE FILING OF INFORMATION. IN APRIL 2008 SUCH RECOMMENDATION WAS APPROVED.PRELIMINARY INVESTIGATION TOOK FIVE YEARS AND FIVE MONTHS. WAS THERE GRAVE ABUSE OF DISCRETION WHEN THE SANDIGANBAYAN DISMISED THE CASE FOR BEING IN VIOLATION OF THE RIGHT TO SPEEDY DISPOSITION OF CASES?

 

NO.

 

IT IS CLEAR FROM THE FOREGOING THAT THE OFFICE OF THE OMBUDSMAN HAD TAKEN AN UNUSUALLY LONG PERIOD OF TIME JUST TO INVESTIGATE THE CRIMINAL COMPLAINT AND TO DETERMINE WHETHER TO CRIMINALLY CHARGE THE RESPONDENTS IN THE SANDIGANBAYAN. SUCH LONG DELAY WAS INORDINATE AND OPPRESSIVE, AND CONSTITUTED UNDER THE PECULIAR CIRCUMSTANCES OF THE CASE AN OUTRIGHT VIOLATION OF THE RESPONDENTS’ RIGHT UNDER THE CONSTITUTION TO THE SPEEDY DISPOSITION OF THEIR CASES.

 

The acts of the respondents that the Office of the Ombudsman investigated had supposedly occurred in the period from February 13, 2001 to February 23, 2001. Yet, the criminal complaint came to be initiated only on November 25, 2002 when Ombudsman Marcelo requested PAGC to provide his office with the documents relevant to the expose of Cong. Villarama. Subsequently, on December 23, 2002, Cong. Jimenez submitted his complaint-affidavit to the Office of the Ombudsman. It was only on November 6, 2006, however, when the Special Panel created to investigate Cong. Jimenez’s criminal complaint issued the Joint Resolution recommending that the criminal informations be filed against the respondents. Ombudsman Gutierrez approved the Joint Resolution only on January 5, 2007.93 The Special Panel issued the second Joint Resolution denying the respondents’ motion for reconsideration on January 25, 2008, and Ombudsman Gutierrez approved this resolution only on April 15, 2008. Ultimately, the informations charging the respondents with four different crimes based on the complaint of Cong. Jimenez were all filed on April 15, 2008, thereby leading to the commencement of Criminal Case No. SB-08- CRM-0265 and Criminal Case No. SB-08-CRM-0266. In sum, the fact- finding investigation and preliminary investigation by the Office of the Ombudsman lasted nearly five years and five months.

 

It is clear from the foregoing that the Office of the Ombudsman had taken an unusually long period of time just to investigate the criminal complaint and to determine whether to criminally charge the respondents in the Sandiganbayan. Such long delay was inordinate and oppressive, and constituted under the peculiar circumstances of the case an outright violation of the respondents’ right under the Constitution to the speedy disposition of their cases. If, in Tatad v. Sandiganbayan,94 the Court ruled that a delay of almost three years in the conduct of the preliminary investigation constituted a violation of the constitutional rights of the accused to due process and to the speedy disposition of his case, taking into account the following, namely: (a) the complaint had been resurrected only after the accused had a falling out with former President Marcos, indicating that political motivations had played a vital role in activating and propelling the prosecutorial process; ( b) the Tanodbayan had blatantly departed from the established procedure prescribed by law for the conduct of preliminary investigation; and ( c) the simple factual and legal issues involved did not justify the delay, there is a greater reason for us to hold so in the respondents’ case.

 

THE OMBUDSMAN ARGUED THAT THE DELAY WAS ATTRIBUTABLE TO A JUST CAUSE WHICH IS THE RATIFICATION BY THE SENATE OF TREATIES WHICH ENABLED THEM TO SECURE EVIDENCE. IS THEIR CONTENTION CORRECT?

 

NO.

 

AT NO TIME SHOULD THE PROGRESS AND SUCCESS OF THE PRELIMINARY INVESTIGATION OF A CRIMINAL CASE BE MADE DEPENDENT UPON THE RATIFICATION OF A TREATY BY THE SENATE THAT WOULD PROVIDE TO THE PROSECUTORIAL ARM OF THE STATE, ALREADY POWERFUL AND OVERWHELMING IN TERMS OF ITS RESOURCES, AN UNDUE ADVANTAGE UNAVAILABLE AT THE TIME OF THE INVESTIGATION. TO ALLOW THE DELAY UNDER THOSE TERMS WOULD DEFINITELY VIOLATE FAIR PLAY AND NULLIFY DUE PROCESS OF LAW – FAIR PLAY, BECAUSE THE FIELD OF CONTEST BETWEEN THE ACCUSER AND THE ACCUSED SHOULD AT ALL TIMES BE LEVEL; AND DUE PROCESS OF LAW, BECAUSE NO LESS THAT OUR CONSTITUTION GUARANTEES THE SPEEDY DISPOSITION OF THE CASE.

 

To emphasize, it is incumbent for the State to prove that the delay was reasonable, or that the delay was not attributable to it. In both regards, the State miserably failed.

 

For one, the State explains that the criminal cases could not be immediately filed in court primarily because of the insufficiency of the evidence to establish probable cause, like not having a document showing that the funds (worth US$1,999,965.00 as averred in the complaint of Cong. Jimenez) had reached Secretary Perez;95 and that it could not obtain the document, and to enable it to obtain the document and other evidence it needed to await the ratification of the Agreement Concerning Mutual Legal Assistance in Criminal Matters with the Hongkong Special Administrative Region (RP-HKSAR Agreement),96 and the Treaty on Mutual Legal Assistance in Criminal Matters between the Republic of the Philippines and the Swiss Confederation (RP-Swiss MLAT).97

 

To us, however, the State’s dependence on the ratification of the two treaties was not a sufficient justification for the delay. The fact-finding investigation had extended from January 15, 2003, when Ombudsman Marcelo approved the recommendation of the Special Panel and referred the complaint of Cong. Jimenez for fact-finding investigation, until November 14, 2005, when the FIO completed its fact-finding investigation. That period accounted for a total of two years and 10 months. In addition, the FIO submitted its report only on November 14, 2005, which was after the Department of Justice had received on September 8, 2005 the letter from Wayne Walsh, the Deputy Government Counsel of the Hongkong Special Administrative Region in response to the request for assistance dated June 23, 2005,98 and the reply of the Office of Justice of Switzerland dated February 10, 2005 and a subsequent letter dated February 21, 2005 from Liza Favre, the Ambassador of Switzerland, to Atty. Melchor Arthur Carandang, Acting Assistant Ombudsman, FIO, together with documents pertaining to the bank accounts relevant to the investigation.99 For the Office of the Ombudsman to mark time until the HKSAR Agreement and the Swiss-RP MLAT were ratified by the Senate before it would proceed with the preliminary investigation was oppressive, capricious and vexatious, because the respondents were thereby subjected to a long and unfair delay.

 

We should frown on the reason for the inordinate delay because the State would thereby deliberately gain an advantage over the respondents during the preliminary investigation. At no time should the progress and success of the preliminary investigation of a criminal case be made dependent upon the ratification of a treaty by the Senate that would provide to the prosecutorial arm of the State, already powerful and overwhelming in terms of its resources, an undue advantage unavailable at the time of the investigation. To allow the delay under those terms would definitely violate fair play and nullify due process of law – fair play, because the field of contest between the accuser and the accused should at all times be level; and due process of law, because no less that our Constitution guarantees the speedy disposition of the case.

 

OMBUDSMAN ARGUES THAT THE FACT-FINDING INVESTIGATION SHOULD NOT BE CONSIDERED AS PART OF PRELIMINARY INVESTIGATION. IS THEIR ARGUMENT CORRECT?

 

NO. THE GUARANTEE OF SPEEDY DISPOSITION UNDER SECTION 16 OF ARTICLE III OF THE CONSTITUTION APPLIES TO ALL CASES PENDING BEFORE ALL JUDICIAL, QUASI- JUDICIAL OR ADMINISTRATIVE BODIES.

 

The State further argues that the fact-finding investigation should not be considered a part of the preliminary investigation because the former was only preparatory in relation to the latter; 100 and that the period spent in the former should not be factored in the computation of the period devoted to the preliminary investigation.

 

The argument cannot pass fair scrutiny.

 

The guarantee of speedy disposition under Section 16 of Article III of the Constitution applies to all cases pending before all judicial, quasi- judicial or administrative bodies. The guarantee would be defeated or rendered inutile if the hair-splitting distinction by the State is accepted. Whether or not the fact-finding investigation was separate from the preliminary investigation conducted by the Office of the Ombudsman should not matter for purposes of determining if the respondents’ right to the speedy disposition of their cases had been violated.

 

There was really no sufficient justification tendered by the State for the long delay of more than five years in bringing the charges against the respondents before the proper court. On the charge of robbery under Article 293 in relation to Article 294 of the Revised Penal Code, the preliminary investigation would not require more than five years to ascertain the relevant factual and legal matters. The basic elements of the offense, that is, the intimidation or pressure allegedly exerted on Cong. Jimenez, the manner by which the money extorted had been delivered, and the respondents had been identified as the perpetrators, had been adequately bared before the Office of the Ombudsman. The obtention of the bank documents was not indispensable to establish probable cause to charge them with the offense. We thus agree with the following observation of the Sandiganbayan, viz:

 

With the Ombudsman’s finding that the extortion (intimidation) was perpetrated on February 13, 2001 and that there was transfer of Mark Jimenez US $1,999,965.00 to Coutts Bank Account HO 133706 on February 23, 2001 in favor of the accused, there is no reason why within a reasonable period from these dates, the complaint should not be resolved. The act of intimidation was there, the asportation was complete as of

 

February 23, 2001 why was the information filed only on April 18, 2008. For such a simple charge of Robbery there is nothing more to consider and all the facts and circumstances upon which to anchor a resolution whether to give due course to the complaint or dismiss it are on hand. The case is more than ripe for resolution. Failure to act on the same is a clear transgression of the constitutional rights of the accused. A healthy respect for the constitutional prerogative of the accused should have prodded the Ombudsman to act within reasonable time. 

 

 

In fine, the Office of the Ombudsman transgressed the respondents’ right to due process as well as their right to the speedy disposition of their case.

 

TO READ THE DECISION, JUST DOWNLOAD THE FILE BELOW.

 

SCD-2013-0031-DEC 2013-PEREZ

 

LEGAL NOTE 0142:  THE LEGALITY OF PDAF (PRIORITY DEVELOPMENT ASSISTANCE FUND), THE MALAMPAYA FUND AND THE PRESIDENTIAL SOCIAL FUND.

 

SOURCE: SC DECISION ON PDAF (G.R. NOS. G.R. NO. 208566; G.R. NO. 208493 AND G.R. NO. 209251, 19 NOVEMBER 2013, PERLAS-BERNABE, J.) (BRIEF TITLE: BELGICA ET AL VS. HON. EXEC. SECRETARY).

 

WHAT IS THE DEFINITION OF PORK BARREL?

 

PORK BARREL SYSTEM IS  THE COLLECTIVE BODY OF RULES AND PRACTICES THAT GOVERN THE MANNER BY WHICH LUMP-SUM, DISCRETIONARY FUNDS, PRIMARILY INTENDED FOR LOCAL PROJECTS, ARE UTILIZED THROUGH THE RESPECTIVE PARTICIPATIONS OF THE LEGISLATIVE AND EXECUTIVE BRANCHES OF GOVERNMENT, INCLUDING ITS MEMBERS.

 

WHAT ARE THE KINDS OF DISCRETIONARY FUNDS INVOLVED IN PORK BARREL SYSTEM?

 

THERE ARE TWO KINDS:

 

FIRST, THERE IS THE CONGRESSIONAL PORK BARREL WHICH IS A KIND OF LUMP-SUM, DISCRETIONARY FUND WHEREIN LEGISLATORS, EITHER INDIVIDUALLY OR COLLECTIVELY ORGANIZED INTO COMMITTEES, ARE ABLE TO EFFECTIVELY CONTROL CERTAIN ASPECTS OF THE FUND’S UTILIZATION THROUGH VARIOUS POST-ENACTMENT MEASURES AND/OR PRACTICES.

 

SECOND, THERE IS THE PRESIDENTIAL PORK BARREL WHICH IS A KIND OF LUMP-SUM, DISCRETIONARY FUND WHICH ALLOWS THE PRESIDENT TO DETERMINE THE MANNER OF ITS UTILIZATION.

 

WHAT IS THE PRINCIPLE OF SEPARATION OF POWERS?

 

THE PRINCIPLE OF SEPARATION OF POWERS REFERS TO THE CONSTITUTIONAL DEMARCATION OF THE THREE FUNDAMENTAL POWERS OF GOVERNMENT.

 

TO THE LEGISLATIVE BRANCH OF GOVERNMENT, THROUGH CONGRESS, BELONGS THE POWER TO MAKE LAWS; TO THE EXECUTIVE BRANCH OF GOVERNMENT, THROUGH THE PRESIDENT, BELONGS THE POWER TO ENFORCE LAWS; AND TO THE JUDICIAL BRANCH OF GOVERNMENT, THROUGH THE COURT, BELONGS THE POWER TO INTERPRET LAWS.

 

BECAUSE THE THREE GREAT POWERS HAVE BEEN, BY CONSTITUTIONAL DESIGN, ORDAINED IN THIS RESPECT, ―[E]ACH DEPARTMENT OF THE GOVERNMENT HAS EXCLUSIVE COGNIZANCE OF MATTERS WITHIN ITS JURISDICTION, AND IS SUPREME WITHIN ITS OWN SPHERE.

 

THUS, ―THE LEGISLATURE HAS NO AUTHORITY TO EXECUTE OR CONSTRUE THE LAW, THE EXECUTIVE HAS NO AUTHORITY TO MAKE OR CONSTRUE THE LAW, AND THE JUDICIARY HAS NO POWER TO MAKE OR EXECUTE THE LAW.

 

AFTER APPROVAL OF THE GENERAL APPROPRIATIONS ACT, WHAT HAPPENS TO THE LAW-MAKING ROLE OF CONGRESS?

 

CONGRESS‘ LAW-MAKING ROLE NECESSARILY COMES TO AN END AND FROM THERE THE EXECUTIVE‘S ROLE OF IMPLEMENTING THE NATIONAL BUDGET BEGINS.

 

SO AS NOT TO BLUR THE CONSTITUTIONAL BOUNDARIES BETWEEN THEM, CONGRESS MUST NOT CONCERN ITSELF WITH DETAILS FOR IMPLEMENTATION BY THE EXECUTIVE.

 

BUT CAN CONGRESS STILL EXERCISE OVERSIGHT FUNCTION EVEN AFTER THE LAW WAS PASSED?

 

YES. BUT CONGRESS‘ ROLE MUST BE CONFINED TO MERE OVERSIGHT. ANY POSTENACTMENT-MEASURE ALLOWING LEGISLATOR PARTICIPATION BEYOND OVERSIGHT IS BEREFT OF ANY CONSTITUTIONAL BASIS AND HENCE, TANTAMOUNT TO IMPERMISSIBLE INTERFERENCE AND/OR ASSUMPTION OF EXECUTIVE FUNCTIONS.

 

WHAT IS THE SCOPE OF ITS OVERSIGHT FUNCTION?

 

CONGRESSIONAL OVERSIGHT MUST BE CONFINED TO THE FOLLOWING:

 

(1) SCRUTINY BASED PRIMARILY ON CONGRESS‘ POWER OF APPROPRIATION AND THE BUDGET HEARINGS CONDUCTED IN CONNECTION WITH IT, ITS POWER TO ASK HEADS OF DEPARTMENTS TO APPEAR BEFORE AND BE HEARD BY EITHER OF ITS HOUSES ON ANY MATTER PERTAINING TO THEIR DEPARTMENTS AND ITS POWER OF CONFIRMATION; AND

 

(2) INVESTIGATION AND MONITORING OF THE IMPLEMENTATION OF LAWS PURSUANT TO THE POWER OF CONGRESS TO CONDUCT INQUIRIES IN AID OF LEGISLATION.

 

ANY ACTION OR STEP BEYOND THAT WILL UNDERMINE THE SEPARATION OF POWERS GUARANTEED BY THE CONSTITUTION.

 

THE 2013 PDAF GIVES AUTHORITY TO LEGISLATORS TO IMPLEMENT CERTAIN PROVISIONS OF THE BUDGET. IS IT LEGAL?

 

IT IS UNCONSTITUTIONAL BECAUSE IT IS VIOLATIVE OF THE SEPARATION OF POWERS PRINCIPLE.

 

“Thus, for all the foregoing reasons, the Court hereby declares the 2013 PDAF Article as well as all other provisions of law which similarly allow legislators to wield any form of post-enactment authority in the implementation or enforcement of the budget, unrelated to congressional oversight, as violative of the separation of powers principle and thus unconstitutional.”

 

HOW ABOUT THE INFORMAL PRACTICES OF PARTICIPATING IN THE EXECUTION OF THE BUDGET?

 

THEY MUST BE DEEMED GRAVE ABUSE OF DISCRETION AND ACCORDED THE SAME UNCONSTITUTIONAL TREATMENT.

 

“Corollary thereto, informal practices, through which legislators have effectively intruded into the proper phases of budget execution, must be deemed as acts of grave abuse of discretion amounting to lack or excess of jurisdiction and, hence, accorded the same unconstitutional treatment.

 

WHY?

 

BECAUSE THE  EXECUTIVE DEPARTMENT WOULD BE DEPRIVED OF WHAT THE CONSTITUTION HAS VESTED AS ITS OWN.

 

WHO EXERCISES LEGISLATIVE POWER?

 

ONLY CONGRESS.

 

THAT POWER  SHALL BE VESTED IN THE CONGRESS OF THE PHILIPPINES WHICH SHALL CONSIST OF A SENATE AND A HOUSE OF REPRESENTATIVES, EXCEPT TO THE EXTENT RESERVED TO THE PEOPLE BY THE PROVISION ON INITIATIVE AND REFERENDUM.

 

BASED ON THIS PROVISION, IT IS CLEAR THAT ONLY CONGRESS, ACTING AS A BICAMERAL BODY, AND THE PEOPLE, THROUGH THE PROCESS OF INITIATIVE AND REFERENDUM, MAY CONSTITUTIONALLY WIELD LEGISLATIVE POWER AND NO OTHER.

 

THIS PREMISE EMBODIES THE PRINCIPLE OF NON-DELEGABILITY OF LEGISLATIVE POWER.

 

IS THERE ANY EXCEPTION TO THE NON-DELEGABILITY OF LEGISLATIVE POWER?

 

YES. THEY ARE:

 

 (A) DELEGATED LEGISLATIVE POWER TO LOCAL GOVERNMENTS WHICH, BY IMMEMORIAL PRACTICE, ARE ALLOWED TO LEGISLATE ON PURELY LOCAL MATTERS; AND

 

 (B) CONSTITUTIONALLY-GRAFTED EXCEPTIONS SUCH AS THE AUTHORITY OF THE PRESIDENT TO, BY LAW, EXERCISE POWERS NECESSARY AND PROPER TO CARRY OUT A DECLARED NATIONAL POLICY IN TIMES OF WAR OR OTHER NATIONAL EMERGENCY, OR FIX WITHIN SPECIFIED LIMITS, AND SUBJECT TO SUCH LIMITATIONS AND RESTRICTIONS AS CONGRESS MAY IMPOSE, TARIFF RATES, IMPORT AND EXPORT QUOTAS, TONNAGE AND WHARFAGE DUES, AND OTHER DUTIES OR IMPOSTS WITHIN THE FRAMEWORK OF THE NATIONAL DEVELOPMENT PROGRAM OF THE GOVERNMENT.

 

DOES THE 2013 PDAF VIOLATE THE PRINCIPLE OF NON-DELEGABILITY OF LEGISLATIVE POWER?

 

YES. BECAUSE THE 2013 PDAF ARTICLE CONFERS POST-ENACTMENT IDENTIFICATION AUTHORITY TO INDIVIDUAL LEGISLATORS.

SAID LEGISLATORS ARE EFFECTIVELY ALLOWED TO INDIVIDUALLY EXERCISE THE POWER OF APPROPRIATION, WHICH – AS SETTLED IN PHILCONSA – IS LODGED IN CONGRESS.

 

“That the power to appropriate must be exercised only through legislation is clear from Section 29(1), Article VI of the 1987 Constitution which states that: ―No money shall be paid out of the Treasury except in pursuance of an

appropriation made by law. To understand what constitutes an act of appropriation, the Court, in Bengzon v. Secretary of Justice and Insular Auditor (Bengzon), held that the power of appropriation involves (a) the setting apart by law of a certain sum from the public revenue for (b) a specified purpose. Essentially, under the 2013 PDAF Article, individual legislators are given a personal lump-sum fund from which they are able to dictate (a) how much from such fund would go to (b) a specific project or beneficiary that they themselves also determine. As these two (2) acts comprise the exercise of the power of appropriation as described in Bengzon, and given that the 2013 PDAF Article authorizes individual legislators to perform the same, undoubtedly, said legislators have been conferred the power to legislate which the Constitution does not, however, allow.”

 

SINCE IT VIOLATES THE PRINCIPLE OF NON-DELEGABILITY OF LEGISLATIVE POWER HOW IS THE LEGALITY OF THE 2013 PDAF CHARACTERIZED?

 

THE 2013 PDAF AND ALL OTHER FORMS OF CONGRESSIONAL PORK BARREL WHICH CONTAIN SIMILAR LEGISLATIVE IDENTIFICATION FEATURE IS UNCONSTITUTIONAL.

 

“Thus, keeping with the principle of non-delegability of legislative power, the Court hereby declares the 2013 PDAF Article, as well as all other forms of Congressional Pork Barrel which contain the similar legislative identification feature as herein discussed, as unconstitutional.”

 

ARE THE THREE BRANCHES OF GOVERNMENT ABSOLUTELY INDEPENDENT OF EACH OTHER?

 

NO.

 

THE CONSTITUTION HAS ALSO PROVIDED FOR AN ELABORATE SYSTEM OF CHECKS AND BALANCES TO SECURE COORDINATION IN THE WORKINGS OF THE VARIOUS DEPARTMENTS OF THE GOVERNMENT.

 

GIVE AN EXAMPLE OF A CONSTITUTIONAL CHECK AND BALANCE.

 

THE PRESIDENT’S POWER TO VETO AN ITEM WRITTEN INTO AN APPROPRIATION, REVENUE OR TARIFF BILL SUBMITTED TO HIM BY CONGRESS FOR APPROVAL THROUGH A PROCESS KNOWN AS ―BILL PRESENTMENT.

 

WHAT IS THE BASIS FOR THE PRESIDENT’S VETO POWER?

 

IT IS FOUND IN SECTION 27(2), ARTICLE VI OF THE 1987 CONSTITUTION WHICH READS AS FOLLOWS:

 

“Sec. 27. x x x.

 

x x x x

 

(2) The President shall have the power to veto any particular item or items in an appropriation, revenue, or tariff bill, but the veto shall not affect the item or items to which he does not object.”

 

BUT BY EXERCISING HIS VETO POWER IS THE PRESIDENT ALSO PERFORMING LAW-MAKING FUNCTION?

 

YES.

 

IT IS A CHECK ON THE LEGISLATURE.

 

“The former Organic Act and the present Constitution of the Philippines make the Chief Executive an integral part of the law-making power. His disapproval of a bill, commonly known as a veto, is essentially a legislative act. The questions presented to the mind of the Chief Executive are precisely the same as those the legislature must determine in passing a bill, except that his will be a broader point of view.

 

The Constitution is a limitation upon the power of the legislative department of the government, but in this respect it is a grant of power to the executive department. The Legislature has the affirmative power to enact laws; the Chief Executive has the negative power by the constitutional exercise of which he may defeat the will of the Legislature.”

 

HOW WILL THE PRESIDENT EXERCISE HIS VETO POWER FUNCTION?

 

HE MAY NOT BE CONFINED TO RULES OF STRICT CONSTRUCTION OR HAMPERED BY THE UNWISE INTERFERENCE OF THE JUDICIARY.

 

“The courts will indulge every intendment in favor of the constitutionality of a veto [in the same manner] as they will presume the constitutionality of an act as originally passed by the Legislature.”

 

WHAT IS THE JUSTIFICATION FOR THE PRESIDENT’S VETO-POWER?

 

THE JUSTIFICATION FOR THE PRESIDENT‘S ITEM-VETO POWER RESTS ON A VARIETY OF POLICY GOALS SUCH AS TO PREVENT LOG-ROLLING LEGISLATION, IMPOSE FISCAL RESTRICTIONS ON THE LEGISLATURE, AS WELL AS TO FORTIFY THE EXECUTIVE BRANCH‘S ROLE IN THE BUDGETARY PROCESS.”

 

“In Immigration and Naturalization Service v. Chadha, the US Supreme Court characterized the President‘s item-power as ―a salutary check upon the legislative body, calculated to guard the community against the effects of factions, precipitancy, or of any impulse unfriendly to the public good, which may happen to influence a majority of that body; phrased differently, it is meant to ―increase the chances in favor of the community against the passing of bad laws, through haste, inadvertence, or design.”

 

FOR THE  PRESIDENT TO EXERCISE HIS ITEM-VETO POWER WHAT IS NECESSARY?

 

THERE MUST EXIST A PROPER “ITEM” WHICH MAY BE THE OBJECT OF THE VETO.

 

WHAT IS AN “ITEM” IN A BILL OR APPROPRIATION?

 

AN ITEM, AS DEFINED IN THE FIELD OF APPROPRIATIONS, PERTAINS TO ―THE PARTICULARS, THE DETAILS, THE DISTINCT AND SEVERABLE PARTS OF THE APPROPRIATION OR OF THE BILL.

 

“In the case of Bengzon v. Secretary of Justice of the Philippine Islands, the US Supreme Court characterized an item of appropriation as follows:

 

An item of an appropriation bill obviously means an item which, in itself, is a specific appropriation of money, not some general provision of law which happens to be put into an appropriation bill. (Emphases supplied)”

 

WHAT IS AN IMPORTANT CHARACTERISTIC OF AN APPROPRIATION BILL?

 

IT MUST BE A SPECIFIC APPROPRIATION OF MONEY AND NOT A GENERAL PROVISION PROVIDING FOR PARAMETERS OF APPROPRIATION?

 

WHY  MUST IT BE A SPECIFIC APPROPRIATION OF MONEY?

 

TO ENSURE THAT THE PRESIDENT IS ABLE TO EXERCISE HIS POWER OF ITEM VETO.

 

“On this premise, it may be concluded that an appropriation bill, to ensure that the President may be able to exercise his power of item veto, must contain ―specific appropriations of money and not only ―general

provisions which provide for parameters of appropriation.”

 

ASIDE FROM BEING A SPECIFIC APPROPRIATION OF MONEY WHAT FURTHER CHARACTERIZES AN APPROPRIATION BILL?

 

IT MUST BE CHARACTERIZED BY SINGULAR CORRESPONDENCE.

 

THIS MEANS IT MUST BE AN ALLOCATION FOR A SPECIFIED SINGULAR AMOUNT FOR A SPECIFIED SINGULAR PURPOSE.

 

WHY MUST IT BE SO?

 

SO THE PRESIDENT WILL DISCERNABLY VETO THE SAME.

 

“Further, it is significant to point out that an item of appropriation must be an item characterized by singular correspondence – meaning an allocation of a specified singular amount for a specified singular purpose, otherwise known as a ―line-item. This treatment not only allows the item to be consistent with its definition as a ―specific appropriation of money but also ensures that the President may discernibly veto the same.”

 

ARE THE  CALAMITY FUND, CONTINGENT FUND AND THE INTELLIGENCE FUND CONSIDERED AS LINE-ITEM APPROPRIATIONS?

 

YES BECAUSE THEY STATE A SPECIFIED AMOUNT FOR A SPECIFIC PURPOSE.

 

MAY AN APPROPRIATION BE VALIDLY APPORTIONED INTO COMPONENT PERCENTAGES?

 

YES, BUT EACH PERCENTAGE OR VALUE MUST BE ALLOCATED FOR ITS OWN CORRESPONDING PURPOSE.

 

“Likewise, it must be observed that an appropriation may be validly apportioned into component percentages or values; however, it is crucial that each percentage or value must be allocated for its own corresponding purpose for such component to be considered as a proper line-item.”

 

MAY AN APPROPRIATIOMN HAVE SEVERAL RELATED PURPOSES?

 

YES PROVIDED THAT THESE PURPOSES ARE BY ACCOUNTING AND BUDGETING PURPOSES CAN BE CONSIDERED AS ONE PURPOSE.

 

ONE EXAMPLE IS THE MOOE (MAINTENANCE AND OTHER OPERATING EXPENSES).

 

“Moreover, as Justice Carpio correctly pointed out, a valid

appropriation may even have several related purposes that are by accounting and budgeting practice considered as one purpose, e.g., MOOE (maintenance and other operating expenses), in which case the related purposes shall be deemed sufficiently specific for the exercise of the

President‘s item veto power.”


HOW ABOUT SPECIAL PURPOSE FUNDS AND DISCRETIONARY FUNDS, ARE THEY VALID APPROPRIATIONS?

 

YES, AS LONG AS THEY FOLLOW THE RULE ON SINGULAR CORRESPONDENCE AND SPECIFIC PROVISIONS OF LAW AS STATED BELOW.

 

REGARDING SPECIAL PURPOSE FUNDS, SECTION 25(4), ARTICLE VI OF THE 1987 CONSTITUTION REQUIRES THAT THE ―SPECIAL APPROPRIATIONS BILL SHALL:

 

  1. a.   SPECIFY THE PURPOSE FOR WHICH IT IS INTENDED, AND;

 

  1. b.   SHALL BE SUPPORTED BY FUNDS ACTUALLY AVAILABLE AS CERTIFIED  BY THE NATIONAL TREASURER, OR TO BE RAISED BY A CORRESPONDING REVENUE PROPOSAL THEREIN.

 

REGARDING DISCRETIONARY FUNDS, SECTION 25(6), ARTICLE VI OF THE 1987 CONSTITUTION REQUIRES THAT SAID FUNDS ―SHALL:

 

  1. A.  BE DISBURSED ONLY FOR PUBLIC PURPOSES TO BE SUPPORTED BY APPROPRIATE VOUCHERS AND;

 

  1. B.  SUBJECT TO SUCH GUIDELINES AS MAY BE PRESCRIBED BY LAW.

 

HOW ABOUT APPROPRIATIONS WHICH MERELY PROVIDE FOR A SINGULAR LUMP-SUM AMOUNT TO BE TAPPED AS A SOURCE OF FUNDING FOR MULTIPLE PURPOSES. ARE THESE IN ACCORD WITH THE CONSTITUTION?

 

NO, SINCE SUCH APPROPRIATION TYPE NECESSITATES THE FURTHER DETERMINATION OF BOTH THE ACTUAL AMOUNT TO BE EXPENDED AND THE ACTUAL PURPOSE OF THE APPROPRIATION.

 

THE PRESIDENT HAS NO PROPER LINE-ITEM TO VETO.

 

ALSO, THE IMPLEMENTING AGENCY WOULD STILL HAVE TO DETERMINE, BOTH THE ACTUAL AMOUNT TO BE EXPENDED AND THE ACTUAL PURPOSE OF THE APPROPRIATION.

 

“In contrast, what beckons constitutional infirmity are appropriations which merely provide for a singular lump-sum amount to be tapped as a source of funding for multiple purposes. Since such appropriation type necessitates the further determination of both the actual amount to be expended and the actual purpose of the appropriation which must still be chosen from the multiple purposes stated in the law, it cannot be said that the appropriation law already indicates a ―specific appropriation of money and hence, without a proper line-item which the President may veto. As a practical result, the President would then be faced with the predicament of

either vetoing the entire appropriation if he finds some of its purposes wasteful or undesirable, or approving the entire appropriation so as not to hinder some of its legitimate purposes. Finally, it may not be amiss to state

that such arrangement also raises non-delegability issues considering that the implementing authority would still have to determine, again, both the actual amount to be expended and the actual purpose of the appropriation.

 

Since the foregoing determinations constitute the integral aspects of the power to appropriate, the implementing authority would, in effect, be exercising legislative prerogatives in violation of the principle of non-delegability.”

 

THE PDAF LUMP-SUM AMOUNT OF P24.79 BILLION WAS A FUNDING SOURCE ALLOTTED FOR MULTIPLE PURPOSES OF SPENDING, I.E., SCHOLARSHIPS, MEDICAL MISSIONS, ASSISTANCE TO INDIGENTS, PRESERVATION OF HISTORICAL MATERIALS, CONSTRUCTION OF ROADS, FLOOD CONTROL, ETC. IS THIS CONSTITUTIONAL?

 

NO. BECAUSE IT LEAVES THE ACTUAL AMOUNTS AND PURPOSES OF THE APPROPRIATION FOR FURTHER DETERMINATION AND, THEREFORE, DOES NOT READILY INDICATE A DISCERNIBLE ITEM WHICH MAY BE SUBJECT TO THE PRESIDENT‘S POWER OF ITEM VETO.

 

“This setup connotes that the appropriation law leaves the actual amounts and purposes of the appropriation for further determination and, therefore, does not readily indicate a discernible item which may be subject to the President‘s power of item veto.

 

In fact, on the accountability side, the same lump-sum budgeting scheme has, as the CoA Chairperson relays, ―limit[ed] state auditors from obtaining relevant data and information that would aid in more stringently auditing the utilization of said Funds.216 Accordingly, she recommends the adoption of a ―line by line budget or amount per proposed program, activity or project, and per implementing agency.

 

Hence, in view of the reasons above-stated, the Court finds the 2013 PDAF Article, as well as all Congressional Pork Barrel Laws of similar operation, to be unconstitutional.”

 

RESPONDENTS ARGUE THAT PDAF APPROPRIATION PROVIDES FOR A GREATER DEGREE OF FLEXIBILITY TO ACCOUNT FOR FUTURE CONTINGENCY. CAN THIS NOT JUSTIFY THE PDAF?

 

NO. SUCH JUSTIFICATION CANNOT BE AN EXCUSE TO DEFEAT WHAT THE CONSTITUTION REQUIRES. UNCONSTITUTIONAL MEANDS DO NOT JUSTIFY COMMENDABLE ENDS.

 

“That such budgeting system provides for a greater degree of flexibility to account for future contingencies cannot be an excuse to defeat what the Constitution requires. Clearly, the first and essential truth of the matter is that unconstitutional means do not justify even commendable ends.”

 

……………….

 

 

“It cannot be denied that most government actions are inspired with noble intentions, all geared towards the betterment of the nation and its people. But then again, it is important to remember this ethical principle: ‗The end does not justify the means.‘ No matter how noble and worthy of admiration the purpose of an act, but if the means to be employed in accomplishing it is simply irreconcilable with constitutional parameters, then it cannot still be allowed. The Court cannot just turn a blind eye and simply let it pass. It will continue to uphold the Constitution and its enshrined principles. ‗The Constitution must ever remain supreme. All must bow to the mandate of this law. Expediency must not be allowed to sap its strength nor greed for power debase its rectitude.‘

 

…………………………

 

PETITIONERS ARGUE THAT CERTAIN FEATURES OF PDAF HAS AN ADVERSE EFFECT ON CONGRESSIONAL OVERSIGHT. ARE THEY CORRECT?

 

YES. THE CONDUCT OF OVERSIGHT WOULD BE TAINTED AS LEGISLATORS WHO ARE VESTED WITH POST-ENACTMENT AUTHORITY WOULD BE CHECKING ON ACTIVITIES IN WHICH THEY THEMSELVES PARTICIPATE.

 

“The Court agrees with petitioners that certain features embedded in some forms of Congressional Pork Barrel, among others the 2013 PDAF Article, has an effect on congressional oversight. The fact that individual legislators are given post-enactment roles in the implementation of the budget makes it difficult for them to become disinterested ―observers when scrutinizing, investigating or monitoring the implementation of the appropriation law. To a certain extent, the conduct of oversight would be tainted as said legislators, who are vested with post-enactment authority, would, in effect, be checking on activities in which they themselves participate.”

 

IS POST-ENACTMENT AUTHORIZATION UNDER PDAF CONSTITUTIONAL?

 

NO.

 

THE POST-ENACTMENT AUTHORIZATION ALLOWED UNDER PDAF IS AGAINST SECTION 14, ARTICLE VI OF THE CONSTITUTION. THE LEGISLATORS WOULD NECESSARILY BE ENGAGED IN ACTIVITIES FOR WHICH THEY COULD BE MADE TO APPEAR BEFORE GOVERNMENT AGENCIES TO ACCOUNT FOR THEIR PARTICIPATORY ACTS. APPEARING BEFORE THESE AGENCIES, THEY COULD TAKE ADVANTAGE OF THEIR POSITION AS LEGISLATORS.

 

“Also, it must be pointed out that this very same concept of postenactment authorization runs afoul of Section 14, Article VI of the 1987 Constitution which provides that:

 

Sec. 14. No Senator or Member of the House of Representatives may personally appear as counsel before any court of justice or before the Electoral Tribunals, or quasi-judicial and other administrative bodies.

Neither shall he, directly or indirectly, be interested financially in any contract with, or in any franchise or special privilege granted by the Government, or any subdivision, agency, or instrumentality thereof, including any government-owned or controlled corporation, or its subsidiary, during his term of office. He shall not intervene in any matter before any office of the Government for his pecuniary benefit or where he may be called upon to act on account of his office.

(Emphasis supplied)

 

Clearly, allowing legislators to intervene in the various phases of project implementation – a matter before another office of government – renders them susceptible to taking undue advantage of their own office.”

 

………………….

 

In sum, insofar as its post-enactment features dilute congressional oversight and violate Section 14, Article VI of the 1987 Constitution, thus impairing public accountability, the 2013 PDAF Article and other forms of Congressional Pork Barrel of similar nature are deemed as unconstitutional.”

 

ONE PETITIONER SUBMITS THAT THE PORK BARREL SYSTEM ENABLES POLITICIANS TO PERPETUATE THEMSELVES IN POWER IN CONTRAVENTION OF THE CONSTITUTIONAL PROHIBITION ON POLITICAL DYNASTIES. IS THIS VIEW  CORRECT?

 

NO.

 

THE COURT FINDS THE ABOVE-STATED ARGUMENT TO BE LARGELY SPECULATIVE SINCE IT HAS NOT BEEN PROPERLY DEMONSTRATED HOW THE PORK BARREL SYSTEM WOULD BE ABLE TO PROPAGATE POLITICAL DYNASTIES.

 

PETITIONERS CONTEND THAT THE CONGRESSIONAL PORK BARREL GOES AGAINST THE CONSTITUTIONAL PRINCIPLES ON LOCAL AUTONOMY SINCE IT ALLOWS DISTRICT REPRESENTATIVES, WHO ARE NATIONAL OFFICERS, TO SUBSTITUTE THEIR JUDGMENTS IN UTILIZING PUBLIC FUNDS FOR LOCAL DEVELOPMENT. IS THIS CONTENTION CORRECT?

 

YES.

 

THE LEGISLATOR CAN BYPASS THE LOCAL GOVERNMENT UNIT AND INITIATE PROJECTS ON HIS OWN. SUCH SYSTEM CONTRIBUTES LITTLE TO OVERALL DEVELOPMENT OF THE DISTRICT AND WEAKENS INFRASTRUCTURE PLANNING AND COORDINATION.

 

“Philconsa described the 1994 CDF as an attempt ―to make equal the unequal and that ―[i]t is also a recognition that individual members of Congress, far more than the President and their congressional colleagues, are

likely to be knowledgeable about the needs of their respective constituents and the priority to be given each project.231 Drawing strength from this pronouncement, previous legislators justified its existence by stating that ―the relatively small projects implemented under [the Congressional Pork Barrel] complement and link the national development goals to the countryside and grassroots as well as to depressed areas which are overlooked by central agencies which are preoccupied with mega-projects. Similarly, in his August 23, 2013 speech on the ―abolition of PDAF and budgetary reforms, President Aquino mentioned that the Congressional Pork Barrel was originally established for a worthy goal, which is to enable the representatives to identify projects for communities that the LGU concerned cannot afford.

 

Notwithstanding these declarations, the Court, however, finds an inherent defect in the system which actually belies the avowed intention of ―making equal the unequal.

 

In particular, the Court observes that the gauge of PDAF and CDF allocation/division is based solely on the fact of

office, without taking into account the specific interests and peculiarities of the district the legislator represents. In this regard, the allocation/division limits are clearly not based on genuine parameters of equality, wherein economic or geographic indicators have been taken into consideration. As a result, a district representative of a highly-urbanized metropolis gets the same amount of funding as a district representative of a far-flung rural province which would be relatively ―underdeveloped compared to the former. To add, what rouses graver scrutiny is that even Senators and Party-List Representatives – and in some years, even the Vice-President – who do not represent any locality, receive funding from the Congressional Pork Barrel as well. These certainly are anathema to the Congressional Pork Barrel‘s original intent which is ―to make equal the unequal. Ultimately, the PDAF and CDF had become personal funds under the effective control of each legislator and given unto them on the sole account of their office.

 

The Court also observes that this concept of legislator control underlying the CDF and PDAF conflicts with the functions of the various Local Development Councils (LDCs) which are already legally mandated to ―assist the corresponding sanggunian in setting the direction of economic and social development, and coordinating development efforts within its territorial jurisdiction.234 Considering that LDCs are instrumentalities whose functions are essentially geared towards managing local affairs, their programs, policies and resolutions should not be overridden nor duplicated by individual legislators, who are national officers that have no law-making authority except only when acting as a body. The undermining effect on local autonomy caused by the post-enactment authority conferred to the latter was succinctly put by petitioners in the following wise: With PDAF, a Congressman can simply bypass the local development council and initiate projects on his own, and even take sole credit for its execution. Indeed, this type of personality-driven project identification has not only contributed little to the overall development of the district, but has even contributed to ―further weakening infrastructure planning and coordination efforts of the government.

 

Thus, insofar as individual legislators are authorized to intervene in purely local matters and thereby subvert genuine local autonomy, the PDAF Article as well as all ther similar forms of Congressional Pork Barrel is deemed unconstitutional.”

 

PETITIONERS ARGUES THAT  SECTION 8 OF PD 910 IS NOT AN APPROPRIATION LAW SINCE THE ―PRIMARY AND SPECIFIC PURPOSE OF PD 910 IS THE CREATION OF AN ENERGY DEVELOPMENT BOARD AND SECTION 8 THEREOF ONLY CREATED A SPECIAL FUND INCIDENTAL THERETO.

 

PETITIONERS ALSO ARGUES THAT SECTION 12 OF PD 1869 IS NEITHER A VALID APPROPRIATIONS LAW SINCE THE ALLOCATION OF THE PRESIDENTIAL SOCIAL FUND IS MERELY INCIDENTAL TO THE ―PRIMARY AND SPECIFIC PURPOSE OF PD 1869 WHICH IS THE AMENDMENT OF THE FRANCHISE AND POWERS OF PAGCOR.

 

ARE THEIR CONTENTIONS CORRECT?

 

NO. APPROPRIATION NEED NOT BE THE PRIMARY PURPOSE OF THE LAW IN ORDER FOR A VALID APPROPRIATION TO EXIST. IF A DETERMINATE OR DETERMINABLE AMOUNT OF MONEY IS ALLOCATED FOR A PARTICULAR PUBLIC PURPOSE, THEN SUCH APPROPRIATION IS VALID.

 

“Thus, based on the foregoing, the Court cannot sustain the argument that the appropriation must be the ―primary and specific purpose of the law in order for a valid appropriation law to exist. To reiterate, if a legal provision designates a determinate or determinable amount of money and allocates the same for a particular public purpose, then the legislative intent to appropriate becomes apparent and, hence, already sufficient to satisfy the requirement of an ―appropriation made by law under contemplation of the Constitution.”


WHAT IS AN APPROPRIATION MADE BY LAW?

 

IT EXISTS WHEN WHEN A PROVISION OF LAW (A) SETS APART A DETERMINATE OR DETERMINABLE AMOUNT OF MONEY AND (B) ALLOCATES THE SAME FOR A PARTICULAR PUBLIC PURPOSE.

 

 

―An appropriation made by law under the contemplation of Section 29(1), Article VI of the 1987 Constitution exists when a provision of law (a)  sets apart a determinate or determinable amount of money and (b) allocates the same for a particular public purpose. These two minimum designations of amount and purpose stem from the very definition of the word ―appropriation, which means ―to allot, assign, set apart or apply to a particular use or purpose, and hence, if written into the law, demonstrate that the legislative intent to appropriate exists. As the Constitution ―does not provide or prescribe any particular form of words or religious recitals in which an authorization or appropriation by Congress shall be made, except that it be ‗made by law,‘ an appropriation law may – according to Philconsa – be ―detailed and as broad as Congress wants it to be for as long as the intent to appropriate may be gleaned from the same. As held in the

case of Guingona, Jr.: [T]here is no provision in our Constitution that provides or prescribes any particular form of words or religious recitals in which an authorization or appropriation by Congress shall be made, except that it be made by law,” such as precisely the authorization or appropriation under the questioned presidential decrees.

 

In other words, in terms of time horizons, an appropriation may be made impliedly (as by past but subsisting legislations) as well as expressly for the current fiscal year (as by enactment of laws by the present Congress), just as said appropriation may be made in general as well as in specific terms. The Congressional authorization may be embodied in annual laws, such as a general appropriations act or in special provisions of laws of general or special application which appropriate public funds for specific public purposes, such as the questioned decrees. An appropriation measure is sufficient if the legislative intention clearly and certainly appears from the

language employed (In re Continuing Appropriations, 32 P. 272), whether in the past or in the present. (Emphases and underscoring supplied).

 

Likewise, as ruled by the US Supreme Court in State of Nevada v. La Grave: To constitute an appropriation there must be money placed in a fund applicable to the designated purpose. The word appropriate means to allot, assign, set apart or apply to a particular use or purpose.

 

An appropriation in the sense of the constitution means the setting apart a portion of the public funds for a public purpose. No particular form of words is necessary for the purpose, if the intention to appropriate is plainly manifested. (Emphases supplied)”

 

IN THE LIGHT OF THE DEFINITION OF APPROPRIATION, WHAT MAKES THE PDAF APPROPRIATION ILLEGAL?

 

IT IS THE INTERMEDIATE APPROPRIATIONS WHICH MAKE IT ILLEGAL. THESE INTERMEDIATE APPROPRIATIONS ARE THE ACTUAL APPROPRIATIONS MEANT FOR ENFORCEMENT AND SINCE THEY ARE MADE BY INDIVIDUAL LEGISLATORS AFTER THE GAA IS PASSED, THEY OCCUR OUTSIDE THE LAW.

 

“In this relation, it is apropos to note that the 2013 PDAF Article cannot be properly deemed as a legal appropriation under the said constitutional provision precisely because, as earlier stated, it contains postenactment measures which effectively create a system of intermediate appropriations. These intermediate appropriations are the actual appropriations meant for enforcement and since they are made by individual legislators after the GAA is passed, they occur outside the law. As such, the Court observes that the real appropriation made under the 2013 PDAF Article is not the P24.79 Billion allocated for the entire PDAF, but rather the post-enactment determinations made by the individual legislators which are, to repeat, occurrences outside of the law. Irrefragably, the 2013 PDAF Article does not constitute an ―appropriation made by law since it, in its truest sense, only authorizes individual legislators to appropriate in violation of the non-delegability principle as afore-discussed.”

 

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PETITIONERS ARGUE THAT SECTION 8 OF PD 910 CONSTITUTES AN UNDUE DELEGATION OF LEGISLATIVE POWER SINCE THE PHRASE “―AND FOR SUCH OTHER PURPOSES AS MAY BE HEREAFTER DIRECTED BY THE PRESIDENT” GIVES THE PRESIDENT ―UNBRIDLED DISCRETION TO DETERMINE FOR WHAT PURPOSE THE FUNDS WILL BE USED. IS THEIR CONTENTION CORRECT?

 

YES.

 

THE APPROPRIATION LAW MUST CONTAIN ADEQUATE LEGISLATIVE GUIDELINES IF THE SAME LAW DELEGATES RULE-MAKING AUTHORITY TO THE EXECUTIVE. PD 910 DOES NOT CONTAIN SUCH GUIDELINES.

 

 “The Court agrees with petitioners‘ submissions. While the designation of a determinate or determinable amount for a particular public purpose is sufficient for a legal appropriation to exist, the appropriation law must contain adequate legislative guidelines if the same law delegates rule-making authority to the Executive.”


WHAT ARE THE PURPOSES OF THESE GUIDELINES?

 

EITHER (A) TO FILL UP  UP THE DETAILS OF THE LAW FOR ITS ENFORCEMENT, KNOWN AS SUPPLEMENTARY RULE-MAKING, OR (B) TO ASCERTAIN FACTS TO BRING THE LAW INTO ACTUAL OPERATION, REFERRED TO AS CONTINGENT RULE-MAKING.

 

“…. In relation thereto, it may exercise its rule-making authority to greater particularize the guidelines for such purpose of (a) filling up the details of the law for its enforcement, known as supplementary rule-making, or (b) ascertaining facts to bring the law into actual operation, referred to as contingent rule-making.”

 

WHAT ARE THE TESTS TO ENSURE THAT THE LEGISLATIVE GUIDELINES FOR DELEGATED RULEMAKING ARE INDEED ADEQUATE?

 

THERE ARE TWO FUNDAMENTAL TESTS: (A) THE COMPLETENESS TEST AND (B) THE SUFFICIENT STANDARD TEST.

 

WHAT IS THE COMPLETENESS TEST?

 

IT MEANS THAT THE LAW IS COMPLETE WHEN IT SETS FORTH THEREIN THE POLICY TO BE EXECUTED, CARRIED OUT OR IMPLEMENTED BY THE DELEGATE.

 

WHAT IS THE SUFFICIENT STANDARD TEST?

 

IT MEANS THAT A LAW LAYS DOWN A SUFFICIENT STANDARD WHEN IT PROVIDES ADEQUATE GUIDELINES OR LIMITATIONS IN THE LAW TO MAP OUT THE BOUNDARIES OF THE DELEGATE‘S AUTHORITY AND PREVENT THE DELEGATION FROM RUNNING RIOT.

 

“There are two (2) fundamental tests to ensure that the legislative guidelines for delegated rulemaking are indeed adequate. The first test is called the ―completeness test.

Case law states that a law is complete when it sets forth therein the policy to be executed, carried out, or implemented by the delegate. On the other hand, the second test is called the ―sufficient standard test. Jurisprudence holds that a law lays down a sufficient standard when it provides adequate guidelines or limitations in the law to map out the boundaries of the delegate‘s authority and prevent the delegation from running riot.”

 

WHAT SHOULD CHARACTERIZE THE REQUIRED STANDARD?

 

THE STANDARD MUST SPECIFY THE LIMITS OF THE DELEGATE‘S AUTHORITY,ANNOUNCE THE LEGISLATIVE POLICY, AND IDENTIFY THE CONDITIONS UNDER WHICH IT IS TO BE IMPLEMENTED.

 

“To be sufficient, the standard must specify the limits of the delegate‘s authority, announce the legislative policy, and identify the conditions under which it is to be implemented.”

 

BASED ON THE ABOVE PRINCIPLES, HOW SHOULD SECTION 8 OF PD 910 BE VIEWED?

 

THE PHRASE “AND FOR SUCH OTHER PURPOSES AS MAY BE HEREAFTER DIRECTED BY THE PRESIDENT” CONSTITUTES AN UNDUE DELEGATION OF LEGISLATIVE POWER INSOFAR AS IT DOES NOT LAY DOWN A SUFFICIENT STANDARD TO ADEQUATELY DETERMINE THE LIMITS OF THE PRESIDENT‘S AUTHORITY WITH RESPECT TO THE PURPOSE FOR WHICH THE MALAMPAYA FUNDS MAY BE USED.

 

“In view of the foregoing, the Court agrees with petitioners that the phrase ―and for such other purposes as may be hereafter directed by the President under Section 8 of PD 910 constitutes an undue delegation of legislative power insofar as it does not lay down a sufficient standard to adequately determine the limits of the President‘s authority with respect to the purpose for which the Malampaya Funds may be used.

 

As it reads, the said phrase gives the President wide latitude to use the Malampaya Funds for any other purpose he may direct and, in effect, allows him to unilaterally appropriate public funds beyond the purview of the law.”

 

RESPONDENT ARGUES THAT THE PHRASE “PHRASE “AND FOR SUCH OTHER PURPOSES AS MAY BE HEREAFTER DIRECTED BY THE PRESIDENT” MAY BE CONFINED ONLY TO ENERGY DEVELOPMENT AND EXPLOITATION PROGRAMS AND PROJECTS OF THE GOVERNMENT BASED ON THE PRINCIPLE OF EJUSDEM GENERIS. IS THIS CONTENTION CORRECT?

NO, FOR THREE REASONS:

 

FIRST, THE PHRASE ―ENERGY RESOURCE EVELOPMENT AND EXPLOITATION PROGRAMS AND PROJECTS OF THE GOVERNMENTSTATES A SINGULAR AND GENERAL CLASS AND HENCE, CANNOT BE TREATED AS A STATUTORY REFERENCE OF SPECIFIC THINGS FROM WHICH THE GENERAL PHRASE ―FOR SUCH OTHER PURPOSES MAY BE LIMITED;

 

SECOND, THE SAID PHRASE ALSO EXHAUSTS THE CLASS IT REPRESENTS, NAMELY ENERGY DEVELOPMENT PROGRAMS OF THE GOVERNMENT; AND,

 

THIRD, THE EXECUTIVE DEPARTMENT HAS, IN FACT, USED THE MALAMPAYA FUNDS FOR NON-ENERGY RELATED PURPOSES UNDER THE SUBJECT PHRASE, THEREBY CONTRADICTING RESPONDENTS‘ OWN POSITION THAT IT IS LIMITED ONLY TO ―ENERGY RESOURCE DEVELOPMENT AND EXPLOITATION PROGRAMS AND PROJECTS OF THE GOVERNMENT.

 

HOW ABOUT THE CONSTITUTIONALITY OF SECTION 12 OF PD 1869 AS AMENDED BY PD 1993? WHAT DOES IT PROVIDE?

 

IT PROVIDES THAT THE PRESIDENTIAL SOCIAL FUND MAY BE USED FOR TWO PURPOSES:

 

[FIRST,]  TO FINANCE THE PRIORITY INFRASTRUCTURE DEVELOPMENT PROJECTS AND;

 

 [SECOND,] TO FINANCE THE RESTORATION OF DAMAGED OR DESTROYED FACILITIES DUE TO CALAMITIES, AS MAY BE DIRECTED AND AUTHORIZED BY THE OFFICE OF THE PRESIDENT OF THE PHILIPPINES.

 

IS THE SECOND PURPOSE CONSTITUTIONAL?

 

YES.

 

THE SECOND INDICATED PURPOSE ADEQUATELY CURTAILS THE AUTHORITY OF THE PRESIDENT TO SPEND THE PRESIDENTIAL SOCIAL FUND ONLY FOR RESTORATION PURPOSES WHICH ARISE FROM CALAMITIES.

 

IS THE FIRST PURPOSE CONSTITUTIONAL?

 

NO.

 

IT GIVES THE PRESIDENT CARTE BLANCHE AUTHORITY TO USE THE SAME FUND FOR ANY INFRASTRUCTURE PROJECT HE MAY SO DETERMINE AS A ―PRIORITY. VERILY, THE LAW DOES NOT SUPPLY A DEFINITION OF ―PRIORITY INFRASTRUCTURE DEVELOPMENT PROJECTS AND HENCE, LEAVES THE PRESIDENT WITHOUT ANY GUIDELINE TO CONSTRUE THE SAME.

 

“The Court finds that while the second indicated purpose adequately curtails the authority of the President to spend the Presidential Social Fund only for restoration purposes which arise from calamities, the first indicated purpose, however, gives him carte blanche authority to use the same fund for any infrastructure project he may so determine as a ―priority. Verily, the law does not supply

a definition of ―priority infrastructure development projects and hence, leaves the President without any guideline to construe the same. To note, the delimitation of a project as one of ―infrastructure is too broad of a classification since the said term could pertain to any kind of facility. This may be deduced from its lexicographic definition as follows: ―[t]he underlying framework of a system, [especially] public services and facilities (such as highways, schools, bridges, sewers, and water-systems) needed to support commerce as well as economic and residential development.

 

In fine, the phrase ―to finance the priority infrastructure development projectsmust be stricken down as unconstitutional since – similar to the above assailed provision under Section 8 of PD 910 – it lies independently unfettered by any sufficient standard of the delegating law. As they are severable, all other provisions of Section 12 of PD 1869, as amended by PD 1993, remains legally effective and subsisting.”

 

PETITIONER PRAY THAT THE EXECUTIVE SECRETARY AND/OR DBM BE ORDERED TO RELEASE TO COA AND THE PUBLIC THE FOLLOWING:

 

 (A) ―THE COMPLETE SCHEDULE/LIST OF LEGISLATORS WHO HAVE AVAILED OF THEIR PDAF AND VILP FROM THE YEARS 2003 TO 2013, SPECIFYING THE USE OF THE FUNDS, THE PROJECT OR ACTIVITY AND THE RECIPIENT ENTITIES OR INDIVIDUALS, AND ALL PERTINENT DATA THERETO (PDAF USE SCHEDULE/LIST);254 AND

 

(B) ―THE USE OF THE EXECUTIVE‘S [LUMP-SUM, DISCRETIONARY] FUNDS, INCLUDING THE PROCEEDS FROM THE X X X MALAMPAYA FUND[S] [AND] REMITTANCES FROM THE [PAGCOR] X X X FROM 2003 TO 2013, SPECIFYING THE X X X PROJECT OR ACTIVITY AND THE RECIPIENT ENTITIES OR INDIVIDUALS, AND ALL PERTINENT DATA THERETO255 (PRESIDENTIAL PORK USE REPORT).

 

PETITIONERS BASED THEIR REQUEST ON THE CONSTITUTIONAL PROVISIONS THAT THE STATE ADOPTS AND IMPLEMENTS A POLICY OF FULL PUBLIC DISCLOSURE OF ALL ITS TRANSACTIONS INVOLVING PUBLIC INTEREST AND THE RIGHT OF THE PEOPLE TO INFORMATION ON MATTERS OF PUBLIC CONCERN  AND ACCESS TO OFFICIAL RECORDS AND DOCUMENTS SHALL BE AFFORDED THE CITIZENS.

 

IS THEIR PRAYER PROPER?

 

NO.

 

THE PROPER REMEDY TO INVOKE THE RIGHT TO INFORMATION IS TO FILE A PETITION FOR MANDAMUS.


“Case law instructs that the proper remedy to invoke the right to information is to file a petition for mandamus. As explained in the case of Legaspi v. Civil Service Commission:256 [W]hile the manner of examining public records may be subject to reasonable regulation by the government agency in custody thereof, the duty to disclose the information of public concern, and to afford access to public records cannot be discretionary on the part of said agencies.

 

Certainly, its performance cannot be made contingent upon the discretion of such agencies. Otherwise, the enjoyment of the constitutional right may be rendered nugatory by any whimsical exercise of agency discretion.

 

The constitutional duty, not being discretionary, its performance may be compelled by a writ of mandamus in a proper case.

 

WHAT IS THE  DECISIVE QUESTION ON THE PROPRIETY OF THE SSUANCE OF THE WRIT OF MANDAMUS?

 

THE QUESTION IS WHETHER THE INFORMATION SOUGHT BY THE PETITIONER IS WITHIN THE AMBIT OF THE CONSTITUTIONAL GUARANTEE.

 

DOES THE RIGHT TO INFORMATION INCLUDE THE RIGHT TO COMPEL THE PREPARATION OF LISTS ABSTRACTS, SUMMARIES AND THE LIKE?

 

NO AS RULED IN VALMONTE VS. BELMONTE.

 

WHAT IS ESSENTIAL IN A MANDAMUS CASE PRAYING FOR CERTAIN DOCUMENTS AND RECORDS?

 

IT IS ESSENTIAL THAT THE ―APPLICANT HAS A WELL DEFINED, CLEAR AND CERTAIN LEGAL RIGHT TO THE THING DEMANDED AND THAT IT IS THE IMPERATIVE DUTY OF DEFENDANT TO PERFORM THE ACT REQUIRED.

 

IS THE REQUEST OF THE PETITIONERS FOR DOCUMENTS AND RECORDS PROPER?

 

NO BECAUSE THEY FAILED TO ESTABLISH A WELL DEFINED, CLEAR AND CERTAIN LEGAL RIGHTS TO BE FURNISHED OF THE DOCUMENTS THEY REQUESTED.

 

“The request of the petitioners fails to meet this standard, there being no duty on the part of respondent to prepare the list requested. (Emphases supplied)

 

In these cases, aside from the fact that none of the petitions are in the nature of mandamus actions, the Court finds that petitioners have failed to establish a ―a well-defined, clear and certain legal right to be furnished by the Executive Secretary and/or the DBM of their requested PDAF Use Schedule/List and Presidential Pork Use Report. Neither did petitioners assert any law or administrative issuance which would form the bases of the

latter‘s duty to furnish them with the documents requested. While petitioners pray that said information be equally released to the CoA, it must be pointed out that the CoA has not been impleaded as a party to these cases nor has it filed any petition before the Court to be allowed access to or to compel the release of any official document relevant to the conduct of its audit investigations. While the Court recognizes that the information requested is a matter of significant public concern, however, if only to ensure that the parameters of disclosure are properly foisted and so as not to unduly hamper the equally important interests of the government, it is constrained to deny petitioners‘ prayer on this score, without prejudice to a proper mandamus case which they, or even the CoA, may choose to pursue through a separate petition.”

TO READ THE DECISION, JUST DOWNLOAD THE FILE BELOW.

SCD-2013-0027 – NOV 2013 – PDAF