Category: LEGAL NOTES


SOURCE: SUPPLEMENTAL OPINION OF JUSTICE BRION: G.R. NO. 176389 – ANTONIO LEJANO, PETITIONER, -VERSUS- PEOPLE OF THE PHILIPPINES, RESPONDENT. G.R. NO. 176864 – PEOPLE OF THE PHILIPPINES, APPELLEE, -VERSUS- HUBERT JEFFREY P. WEBB, ET AL., APPELLANTS.

 

IN ESSENCE WHAT IS THE SUB JUDICE RULE?

In essence, the sub judice rule restricts comments and disclosures pertaining to pending judicial proceedings. 

 

TO WHOM DOES IT APPLY?

 

The restriction applies not only to participants in the pending case, i.e., to members of the bar and bench, and to litigants and witnesses, but also to the public in general, which necessarily includes the media. 

 

WHAT IS THE LEGAL BASIS OF THE SUB JUDICE RULE?

 

Although the Rules of Court does not contain a specific provision imposing the sub judice rule, it supports the observance of the restriction by punishing its violation as indirect contempt under Section 3(d) of Rule 71:

Section 3.  Indirect contempt to be punished after charge and hearing. –  x  x  x  a person guilty of any of the following acts may be punished for indirect contempt:

x  x  x  x

(d) Any improper conduct tending, directly or indirectly, to impede, obstruct, or degrade the administration of justice[.]

 

WHAT IS THE USUAL DEFENSE OF PERSONS FACING CHARGES FOR INDIRECT CONTEMPT FOR VIOLATION OF THE SUB JUDICE RULE?

Persons facing charges for indirect contempt for violation of the sub judice rule often invoke as defense their right to free speech and claim that the citation for contempt constitutes a form of impermissible subsequent punishment. 

 

IS THIS A VALID DEFENSE?

We have long recognized in this jurisdiction that the freedom of speech under Section 4, Article III of the Constitution is not absolute.  A very literal construction of the provision, as espoused by US Supreme Court Justice Hugo Black,[1][1] may lead to the disregard of other equally compelling constitutional rights and principles.  In Vicente v. Majaducon,[2][2] this Court declared that “[the freedom of speech] needs on occasion to be adjusted to and accommodated with the requirements of equally important public interests such as the maintenance of the integrity of courts and orderly functioning of the administration of justice.”  Courts, both within and outside this jurisdiction, have long grappled with the dilemma of balancing the public’s right to free speech and the government’s duty to administer fair and impartial justice.  While the sub judice rule may be considered as a curtailment of the right to free speech, it is “necessary to ensure the proper administration of justice and the right of an accused to a fair trial.”[3][3]   Both these latter concerns are equally paramount and cannot lightly be disregarded. 

 

IS THE SUB JUDICE RULE IMPOSED ON ALL FORMS OF SPEECH?

No. Only on publicized speech. The Constitution simply gives the citizens the right to speech, not the right to unrestricted publicized speech.

 

WHAT IS PUBLICIZED SPEECH?

Publicized speech should be understood to be limited to those aired or printed in the various forms of media such as television, radio, newspapers, magazines, and internet, and excludes discussions, in public or in private, between and among ordinary citizens.

 

IN CRIMINAL PROCEEDINGS WHAT ARE PROHIBITED PUBLICIZED SPEECH?

In so far as criminal proceedings are concerned, two classes of publicized speech made during the pendency of the proceedings can be considered as contemptuous:

first, comments on the merits of the case, and

second, intemperate and unreasonable comments on the conduct of the courts with respect to the case. 

 

WHAT IS MEANT BY COMMENTS ON THE MERITS OF THE CASE?

Comments on the merits of the case may refer to the credibility of witnesses, the character of the accused, the soundness of the alibis offered, the relevance of the evidence presented, and generally any other comment bearing on the guilt or innocence of the accused.[4][4]  The danger posed by this class of speech is the undue influence it may directly exert on the court in the resolution of the criminal case, or indirectly through the public opinion it may generate against the accused and the adverse impact this public opinion may have during the trial.  The significance of the sub judice rule is highlighted in criminal cases, as the possibility of undue influence prejudices the accused’s right to a fair trial.  “The principal purpose of the sub judice rule is to preserve the impartiality of the judicial system by protecting it from undue influence.”[5][5]  Public opinion has no place in a criminal trial. We ruled that –

it is a traditional conviction of civilized society everywhere that courts and juries, in the decision of issues of fact and law should be immune from every extraneous influence; that facts should be decided upon evidence produced in court; and that the determination of such facts should be uninfluenced by bias, prejudice or sympathies.[6][6] 

The right to a fair trial is an adjunct of the accused’s right to due process which “guarantees [him] a presumption of innocence until the contrary is proved in a trial  x  x  x  where the conclusions reached are induced not by any outside force or influence but only by evidence and argument given in open court, where fitting dignity and calm ambiance is demanded.”[7][7] 

In foreign jurisdictions, the courts do not hesitate to exercise their power to punish for contempt where necessary to dispose of judicial business unhampered by publications that tend to impair the impartiality of verdicts.[8][8]

If the media publish prejudicial material, they can appear to urge, or may in fact be urging, a particular finding: the media can “wage a campaign” against one of the parties to proceedings. If the jury decides in accordance with an outcome promoted by the media, it will appear as if the jurors were swayed by the media. By the same token, if the jury’s decision does not accord with media opinion, it may appear as if they were deliberately reacting against it. Either way, it may appear that the jury’s decision was not impartial and based on the evidence presented in court, even if it was.[9][9]

The accused must be assured of a fair trial notwithstanding the prejudicial publicity;[10][10] he has a constitutional right to have his cause tried fairly by an impartial tribunal, uninfluenced by publication or public clamor.[11][11] “The sub judice doctrine protects against the appearance of decisions having been influenced by published material.”[12][12]

As may be observed from the cited material, the sub judice rule is used by foreign courts to insulate members of the jury from being influenced by prejudicial publicity.  But the fact that the jury system is not adopted in this jurisdiction is not an argument against our observance of the sub judice rule; justices and judges are no different from members of the jury, they are not immune from the pervasive effects of media.   “It might be farcical to build around them an impregnable armor against the influence of the most powerful media of public opinion.”[13][13]  As I said in another case, in a slightly different context, even those who are determined, in their conscious minds, to avoid bias may be affected.[14][14]

Also, it is not necessary that the publicity actually influenced the court’s disposition of the case; “the actual impact of prejudicial publicity is not relevant to liability for sub judice contempt.”[15][15]  In several cases, the Court has noted the

enormous effect of media in stirring public sentience  x  x  x  Even while it may be difficult to quantify the influence, or pressure that media can bring to bear on [witnesses and judges] directly and through the shaping of public opinion, it is a fact, nonetheless, that, indeed, it does so in so many ways and in varying degrees. The conscious or unconscious effect that such a coverage may have on the testimony of witnesses and the decision of judges cannot be evaluated but, it can likewise be said, it is not at all unlikely for a vote of guilt or innocence to yield to it.[16][16]

 

WHAT IS MEANT BY COMMENT ON THE CONDUCT OF THE COURTS WITH RESPECT TO THE CASE?

Comment on the conduct of the courts with respect to the case becomes subject to a contempt proceeding when it is intemperate, is contumacious, and unduly impairs upon the dignity of the court.  A comment that impairs of the dignity of the court “excites in the mind of the people a general dissatisfaction with all judicial determinations, and indisposes their minds to obey them[.]”[17][17]  If the speech tends to undermine the confidence of the people in the honesty and integrity of the court and its members, and lowers or degrades the administration of  justice, then the speech constitutes contempt.[18][18]  “Unwarranted attacks on the dignity of the courts cannot be disguised as free speech, for the exercise of said right cannot be used to impair the independence and efficiency of courts or public respect therefore and confidence therein.”[19][19]  Without the sub judice rule and the contempt power, the courts will be powerless to protect their integrity and independence that are essential in the orderly and effective dispensation and administration of justice.

This, of course, is not meant to stifle all forms of criticism against the court.  As the third branch of the government, the courts remain accountable to the people.  The people’s freedom to criticize the government includes the right to criticize the courts, their proceedings and decisions.  This is the principle of open justice, which is fundamental to our democratic society and ensures that (a) there is a safeguard against judicial arbitrariness or idiosyncrasy, and that (b) the public’s confidence in the administration of justice is maintained.[20][20]  The criticism must, however, be fair, made in good faith, and “not spill over the walls of decency and propriety.”[21][21]  And to enhance the open court principle and allow the people to make fair and reasoned criticism of the courts, the sub judice rule excludes from its coverage fair and accurate reports (without comment) of what have actually taken place in open court. 

In sum, the court, in a pending litigation, must be shielded from embarrassment or influence in its all-important duty of deciding the case.[22][22] Any publication pending a suit, reflecting upon the court, the parties, the officers of the court, the counsel, etc., with reference to the suit, or tending to influence the decision of the controversy, is contempt of court and is punishable.  The resulting (but temporary) curtailment of speech because of the sub judice rule is necessary and justified by the more compelling interests to uphold the rights of the accused and promote the fair and orderly administration of justice.


[1][1]  See Justice Black’s concurring opinion in Smith v. California, 361 U.S. 147 (1959), part of which reads:

                Certainly the First Amendment’s language leaves no room for inference that abridgments of speech and press can be made just because they are slight. That Amendment provides, in simple words, that “Congress shall make no law . . . abridging the freedom of speech, or of the press.” I read “no law . . . abridging” to mean no law abridging. The First Amendment, which is the supreme law of the land, has thus fixed its own value on freedom of speech and press by putting these freedoms wholly “beyond the reach” of federal power to abridge.  No other provision of the Constitution purports to dilute the scope of these unequivocal commands of the First Amendment.  Consequently, I do not believe that any federal agencies, including Congress and this Court, have power or authority to subordinate speech and press to what they think are “more important interests.”  The contrary notion is, in my judgment, court-made, not Constitution-made. (361 U.S. 147, 157-159).

[2][2]  A.M. No. RTJ-02-1698, June 23, 2005, 461 SCRA 12, 24-25, citing Choa v. Chiongson, A.M. No. MTJ-95-1063, August 9, 1996, 260 SCRA 477, 484-485.

[3][3]  Law Reform Commission – New South Wales, Discussion Paper 43 (2000) – Contempt by Publication, http://www.lawlink.nsw.gov.au/lrc.nsf/pages/dp43chp02, last visited December 9, 2010.

[4][4]  Ibid.; the Discussion Paper 43 (2000) of the Law Reform Commission of New South Wales has identified some “high-risk publications” against which the sub judice rule applies.  These include:

a. A photograph of the accused where identity is likely to be an issue;

b. Suggestions that the accused has previous criminal convictions, has been previously charged for committing an offense and/or previously acquitted, or has been involved in other criminal activity;

c.  Suggestions that the accused has confessed to committing the crime in question;

d. Suggestions that the accused has confessed to committing the crime in question;

e.  Suggestions that the accused is guilty or innocent of the crime for which he or she is charged, or that the jury should convict or acquit the accused; and

f.  Comments which engender sympathy or antipathy for the accused and/or which disparage the prosecution, or which make favorable or unfavorable references to the character or credibility of the accused or a witness.

[5][5]  Ibid.

[6][6]  Nestle v. Sanchez, Nos. L-75209 and 78791, September 30, 1987, 154 SCRA 542, 546.

[7][7]  Re: Request Radio-TV Coverage of the Trial in the Sandiganbayan of the Plunder Cases Against the Former   President Joseph E. Estrada, A.M. No. 01-4-03-SC, June 29, 2001, 360 SCRA 248, 259-260.

[8][8]  People v. Godoy, G.R. Nos. 115908-09, March 29, 1995, 243 SCRA 64, 81, citing U.S. v. Sullen, 36 F. 2d 220.

[9][9]  Supra note 3.

[10][10] See Wayne Overbeck, Major Principles in Media Law, p. 298.

[11][11] Supra note 6, at 546.

[12][12] Supra note 3.

[13][13] Supra note 7, at 260.

[14][14] Separate Opinion of the author in Louis “Barok” C. Biraogo v. The Philippine Truth Commission of 2010, G.R. Nos. 192935 & 193036, December 7, 2010, part of which reads:

                Where the government simply wants to tell its story, already labeled as true, well ahead of any court proceedings, and judicial notice is taken of the kind of publicity and the ferment in public opinion that news of government scandals generate, it does not require a leap of faith to conclude that an accused brought to court against overwhelming public opinion starts his case with less than equal chance of acquittal.  The presumption of innocence notwithstanding, the playing field cannot but be uneven in a criminal trial when the accused enters trial with a government-sponsored badge of guilty on his forehead.  The presumption of innocence in law cannot serve an accused in a biased atmosphere pointing to guilt in fact because the government and public opinion have spoken against the accused. [Citations omitted]

[15][15] Supra note 3.

[16][16] Supra note 7, at 259-260.

[17][17] Supra note 8, at 82, citing J. Perfecto’s dissenting opinion in In re Francisco Brillantes, 42 O.G. 59.

[18][18] Id. at 94.

[19][19] In the Matter of the Allegations Contained in the Columns of Mr. Amado P. Macasaet Published in Malaya Dated September 18, 19, 20, and 21, 2007, A.M. No. 07-09-13-SC, August 8, 2008, 561 SCRA 395, 448, citing Roxas v. Zuzuarregui, G.R. Nos. 152072 & 152104, July 12, 2007, 527 SCRA 446.

[20][20] Id.at 434.

[21][21] Tiongco v. Savillo, A.M. No. RTJ-02-1719, March 31, 2006, 486 SCRA 48, 64, citing In re Almacen, infra note 22.

[22][22] In re Almacen, No. L-27654, February 18, 1970, 31 SCRA 562.

No Free Lunch
The ABCs of PPPs 

By Cielito Habito
Philippine Daily Inquirer
First Posted 05:16:00 11/23/2010

Filed Under: Government Contracts, Investments,Infrastructure

ASKED BY my wife what PPPs were and what the fuss about it was about, I thought a column to help demystify the topic to those among us who don’t even know what the acronym stands for (the great majority, I suspect) would help.The acronym stands for public-private partnerships, now the generic term used to refer to what we know through more familiar names like BOT (build-operate-transfer), BOO (build-own-operate), BLT (build-lease-transfer), and so on. In its narrow sense, PPP refers to the way public infrastructure facilities are provided by government without spending its own money up front, especially when it is strapped for cash as it is now. It does this by having a private firm build the facility, and then charge users for its use in order to recoup the firm’s investment and earn it (it is hoped)a reasonable profit.Under BOT, the private builder operates the facility once built, but must eventually transfer it to the government after recovering its investment plus reasonable profit, usually within a contract period of about 25 years. Under the BOO variant, the eventual turnover to the government need not even happen. Either way, government regulates the firm to protect the public interest and prevent it from charging excessive fees. The best known among the BOTs are the independent power producers (IPPs), private electric power generation companies that sold power to the National Power Corp. (Napocor) when the latter had nomoney to build its own power plants in the 1990s.

The EDSA MRT line is under a BLT arrangement, another variant wherein the private builder leases the facility to the government after its completion. Government thus operates the facility through a government corporation set up for the purpose. It pays the private builder a fixed lease (rental) every year throughout the contract period, by which the latter recovers its investment and due return. But here’s the catch: That fixed lease payment is guaranteed, whether or not the facility makes enough money (collects enough passenger fares and other revenues) to pay that lease. Alas, EDSA MRT does not—far from it, in fact. Thus, all of us taxpayers, whether or not we ride the MRT or live nowhere near it, end up helping pay that rent. But that is inevitably what happens when fares are kept too low to recover costs, left behind by years of rising prices everywhere else.

This is a current hot issue that merits a small digression. The government now faces the dilemma between implementing a substantial fare increase that is necessary but highly unpopular (to the MRT riders, at least)—or continuing to force non-MRT-riding taxpayers (including those living as far as Mindanao!) to pay a major part of the costs of running the facility. While the choice may be clear to many, it is a public policy decision that requires political will either way, and is more complex than meets the eye. Very much related to the issue is the management of buses plying EDSA, which the Metro Manila Development Authority (MMDA) now seeks to regulate more tightly after many years of lax enforcement of franchise rules. To the extent that too many of these buses have been allowed to congest EDSA traffic (with its attendant economic costs), demand for MRT rides is also reduced, affecting the facility’s financial viability.

In the BLT scheme governing the EDSA MRT, the fixed lease payment to the private firm eliminates all market risk, or the risk that there may not be enough demand in the market for its product—a standard risk any firm would normally face. The BOT scheme for the IPPs had a different way of guaranteeing such fixed return to the investors: through the controversial “take or pay” provision in their contracts. Here, government (through Napocor) guaranteed to pay the IPPs for an agreed amount of electric power, whether or not such power is produced given actual consumption in the market. Because of this guarantee, the private investors again face no market risk.

Herein lies a key policy question: Can one justify the government’s full assumption of market risk—a risk normally faced by any private investor—on top of the other risks it has already assumed (more on this below)? The answer is by no means obvious. One might argue that assuming market risk is the only way we could attract private investors to come in—a claim subject to debate, to be sure. One can also justify passing the burden to all taxpayers if the good or service involved has the characteristics of a public good. And so on.

Yet it is not guarantees against market risk that President Aquino is now being taken to task for. Rather, it is his recent public statement assuring potential PPP investors that the government will guarantee covered projects against all political, regulatory and judicial risk. This is the kind of risk involved when government reverses itself on an earlier contract commitment (as in the infamous case of Terminal 3 of the Ninoy Aquino International Airport). Indeed, incidents such as this could discourage a potential investor from getting into a PPP project at all. And these are risks that government should rightly assume, as forcing them on the private investor is decidedly unfair. In the end, the issue boils down to whether

P-Noy can rightfully guarantee against such risks, especially if projects are later proven to be anomalous.

The ultimate solution, then, should strike at the root: Let’s make sure all PPP projects are transparent and properly evaluated, so no such irregularities will ever arise. And I believe this government has the capability to ensure that.

* * *

E-mail: cielito.habito@gmail.com

            Probable cause may be defined as such reasons, supported by facts and circumstances, as will warrant a cautious man in the belief that his action, and the means taken in prosecuting it, are legally just and proper. – U.S. v. Addison, 28 Phil 570.

          The existence of such facts and circumstances as would excite the belief, in a reasonable mind, acting on the facts within the knowledge of the prosecutor, that the person charged was guilty of the crime for which he was prosecuted. – Buchanan v. Esteban, 32 Phil 365.

          The existence of probable cause presupposes the introduction of competent proof that the party against whom it is sought has performed particular acts, or committed specific omissions, violating a given provision of our criminal laws. – Stonehill v. Diokno, 126 Phil 738.

          The reasonable ground for suspicion, supported by circumstances sufficiently strong in themselves to warrant a cautious man in the belief that the accused is guilty of the offense with which he is charged. – Tuazon v. Matias, 45090-R, November 27, 1975.

          Probable cause does not mean actual and positive cause, nor does it imply absolute certainty. If on the basis of the facts recited in the depositions in support of the search  warrant a reasonable, discreet and prudent man would be led to believe that the offense charged has been committed, there is probable cause justifying the issuance of a search warrant. – Hercules Bottling Co. v. Savellano, 09153, February 29, 1980.

          Such a reasonable ground of suspicion supported by circumstances sufficiently strong in themselves as to warrant a reasonable man in believing the accused to be guilty. – U.S. v. Santos, 36 Phil 855.

          Prima facie case. For purposes of preliminary investigation, the two terms, probable cause and prima facie case, have been used interchangeably, with no significant distinction. Loosely speaking, as has been the obvious intention of both rules and statutes prescribing the procedure of preliminary investigation. – Crisostomo v. Pamaran, 74 OG 6663. 

          Such facts and circumstances which would lead a reasonably dicreet and prudent man to believe that an offense has been committed and that the objects sought in connection with the offense are in the place sought to searched. –Burgos v. Chief of Staff, AFP, L-64261, December 26, 1984;133 SCRA 813.

          Probable cause required to justify the issuance of a search warrant is such antecedent facts and circumstances as would a cautious man to rely upon them and act in pursuance thereof. –US. v. Addison, 28 Phil 566.

SOURCE:  PHIL. LAW DICTIONARY, 3RD EDITION, 1988, F.D.B.MORENO

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The term “probable cause” does not mean actual and positive cause nor does it import absolute certainty.  It is merely based on opinion and reasonable belief.  Thus, a finding of probable cause does not require an inquiry into whether there is sufficient evidence to procure a conviction. It is enough that it is believed that the act or omission complained of constitutes the offense charged. Precisely, there is a trial for the reception of evidence of the prosecution in support of the charge.

SOURCE: GEORGE MILLER VS. SECRETARY HERNANDO B. PEREZ, IN HIS CAPACITY AS SECRETARY OF THE DEPARTMENT OF JUSTICE AND GIOVAN BERNARDINO ( G.R. NO. 165412, 30 MAY 2011, VILLARAMA, JR., J) SUBJECTS: PROBABLE CAUSE; PRELIMINARY INVESTIGATION. (BRIEF TITLE: MILLER VS. SEC. PEREZ)

For advice on above subject, you may contact J.A.B. Bulao & Associates at jabblaw@yahoo.com or send a message to  Cell No. 09155205254.